Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 785135302
Over the rolling 12-month window, securities of S&W SEED CO COM NEW (NV) failed to deliver in the NSCC's Continuous Net Settlement system on 32 settlement days, totaling 185,563 fail shares and peaking at 70,000 shares on 2025-11-28. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-03 | 1 | — |
| 2026-08-28 | 1 | — |
| 2026-08-27 | 1 | — |
| 2026-02-06 | 1 | — |
| 2026-01-21 | 85 | $0.11 |
| 2026-01-20 | 24 | $0.10 |
| 2026-01-16 | 24 | $0.10 |
| 2025-12-08 | 36,848 | $0.06 |
| 2025-11-28 | 70,000 | $0.11 |
| 2025-08-22 | 401 | $0.34 |
| 2025-08-20 | 1,205 | $0.35 |
| 2025-08-14 | 178 | $0.39 |
| 2025-08-04 | 29,480 | $0.95 |
| 2025-08-01 | 1,490 | $1.58 |
| 2025-07-31 | 1,062 | $1.63 |
| 2025-07-30 | 1,405 | $1.68 |
| 2025-07-28 | 1,857 | $1.80 |
| 2025-07-25 | 1,857 | $1.84 |
| 2025-07-24 | 1,869 | $2.11 |
| 2025-07-23 | 11,738 | $2.16 |
| 2025-07-22 | 1,403 | $2.06 |
| 2025-07-21 | 150 | $1.73 |
| 2025-07-18 | 18 | $1.71 |
| 2025-07-16 | 5,021 | $1.78 |
| 2025-07-15 | 1,398 | $2.46 |
| 2025-07-11 | 252 | $2.47 |
| 2025-07-09 | 130 | $2.14 |
| 2025-07-07 | 261 | $2.19 |
| 2025-07-03 | 1,214 | $2.15 |
| 2025-06-30 | 99 | $2.20 |
| 2025-06-27 | 3,162 | $2.10 |
| 2025-06-26 | 5,657 | $2.17 |
| 2025-06-25 | 6,085 | $2.19 |
| 2025-06-05 | 476 | $5.57 |
| 2025-06-04 | 713 | $5.41 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 785135302 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.