Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 80349A208
Over the rolling 12-month window, securities of SARATOGA INVESTMENT CORP COM N failed to deliver in the NSCC's Continuous Net Settlement system on 106 settlement days, totaling 1,150,183 fail shares and peaking at 101,415 shares on 2026-04-22. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 424 | $15.07 |
| 2026-10-09 | 1,619 | $14.97 |
| 2026-10-06 | 3,692 | $16.61 |
| 2026-10-05 | 1,001 | $16.48 |
| 2026-09-30 | 522 | $17.03 |
| 2026-09-25 | 2,177 | $17.33 |
| 2026-09-23 | 3,880 | $17.75 |
| 2026-09-22 | 524 | $17.57 |
| 2026-09-21 | 312 | $17.64 |
| 2026-09-18 | 41 | $17.86 |
| 2026-09-17 | 1,392 | $17.59 |
| 2026-09-16 | 3,833 | $17.40 |
| 2026-09-15 | 467 | $17.34 |
| 2026-09-14 | 795 | $17.22 |
| 2026-09-11 | 2,166 | $17.16 |
| 2026-09-08 | 9,961 | $17.64 |
| 2026-09-04 | 17,538 | $17.77 |
| 2026-09-03 | 22,426 | $18.34 |
| 2026-09-02 | 9,656 | $18.34 |
| 2026-09-01 | 4,785 | $18.50 |
| 2026-08-31 | 529 | $18.24 |
| 2026-08-28 | 3,312 | $18.33 |
| 2026-08-26 | 3,947 | $18.42 |
| 2026-08-25 | 2,417 | $18.49 |
| 2026-08-21 | 531 | $18.72 |
| 2026-08-20 | 2,318 | $18.80 |
| 2026-08-17 | 2,968 | $18.90 |
| 2026-08-14 | 3,508 | $19.55 |
| 2026-08-06 | 6,128 | $19.09 |
| 2026-08-05 | 23,979 | $19.77 |
| 2026-08-04 | 6,757 | $19.49 |
| 2026-08-03 | 11,412 | $19.10 |
| 2026-07-31 | 2,994 | $18.85 |
| 2026-07-30 | 2,909 | $18.97 |
| 2026-07-29 | 3,258 | $19.28 |
| 2026-07-28 | 4,071 | $19.37 |
| 2026-07-27 | 5,197 | $18.94 |
| 2026-07-24 | 2,363 | $18.99 |
| 2026-07-23 | 12,928 | $19.37 |
| 2026-07-15 | 467 | $19.20 |
| 2026-07-14 | 13,213 | $19.05 |
| 2026-07-13 | 12,553 | $18.17 |
| 2026-07-10 | 1,193 | $17.45 |
| 2026-07-09 | 5 | $17.98 |
| 2026-07-08 | 12,760 | $20.93 |
| 2026-07-07 | 24,626 | $21.42 |
| 2026-07-06 | 35,033 | $22.36 |
| 2026-07-02 | 200 | $22.54 |
| 2026-07-01 | 2,832 | $22.31 |
| 2026-06-30 | 2,970 | $22.27 |
| 2026-06-29 | 15 | $22.29 |
| 2026-06-26 | 9,346 | $22.10 |
| 2026-06-25 | 2,239 | $22.10 |
| 2026-06-24 | 1,039 | $22.23 |
| 2026-06-23 | 1,184 | $22.10 |
| 2026-06-22 | 7,967 | $22.09 |
| 2026-06-18 | 323 | $22.03 |
| 2026-06-15 | 5,763 | $22.44 |
| 2026-06-12 | 595 | $22.29 |
| 2026-06-11 | 1,044 | $22.34 |
| 2026-06-09 | 3,723 | $22.29 |
| 2026-06-05 | 2,831 | $22.41 |
| 2026-06-04 | 21,776 | $22.41 |
| 2026-06-03 | 1,745 | $22.87 |
| 2026-06-02 | 19,478 | $22.70 |
| 2026-05-29 | 6,362 | $22.46 |
| 2026-05-27 | 5,186 | $22.30 |
| 2026-05-22 | 1,129 | $22.23 |
| 2026-05-20 | 2,120 | $22.15 |
| 2026-05-19 | 2,628 | $22.19 |
| 2026-05-18 | 172 | $21.91 |
| 2026-05-05 | 16,773 | $23.89 |
| 2026-05-04 | 1,637 | $23.53 |
| 2026-05-01 | 28,822 | $23.30 |
| 2026-04-30 | 1,993 | $22.67 |
| 2026-04-29 | 3,379 | $22.84 |
| 2026-04-28 | 1 | $22.40 |
| 2026-04-27 | 97 | $22.49 |
| 2026-04-24 | 36,700 | $22.52 |
| 2026-04-23 | 56,620 | $22.84 |
| 2026-04-22 | 101,415 | $22.87 |
| 2026-04-20 | 111 | $23.37 |
| 2026-04-17 | 781 | $22.98 |
| 2026-04-14 | 282 | $22.45 |
| 2026-04-13 | 1,986 | $22.29 |
| 2026-04-09 | 885 | $22.11 |
| 2026-04-08 | 3,170 | $21.92 |
| 2026-04-07 | 22,516 | $22.57 |
| 2026-04-06 | 10,910 | $22.03 |
| 2026-04-02 | 1,416 | $21.38 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 80349A208 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.