Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 80349A869
Over the rolling 12-month window, securities of SARATOGA INVT CORP NT(MD)04/15 failed to deliver in the NSCC's Continuous Net Settlement system on 94 settlement days, totaling 40,936 fail shares and peaking at 2,174 shares on 2025-08-13. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-08-14 | 341 | $25.63 |
| 2026-08-06 | 8 | $25.50 |
| 2026-08-05 | 72 | $25.53 |
| 2026-08-04 | 335 | $25.43 |
| 2026-07-01 | 361 | $25.67 |
| 2026-06-25 | 120 | $25.66 |
| 2026-06-18 | 972 | $25.51 |
| 2026-06-16 | 2,450 | $25.47 |
| 2026-06-15 | 89 | $25.46 |
| 2026-06-11 | 2,775 | $25.40 |
| 2026-06-10 | 3,075 | $25.51 |
| 2026-06-05 | 458 | $25.30 |
| 2026-06-04 | 303 | $25.27 |
| 2026-05-15 | 6 | $25.56 |
| 2026-05-14 | 132 | $25.64 |
| 2026-04-28 | 1,725 | $25.55 |
| 2026-04-27 | 384 | $25.53 |
| 2026-04-24 | 179 | $25.50 |
| 2026-03-05 | 5 | $25.23 |
| 2026-02-27 | 38 | $25.25 |
| 2026-02-23 | 319 | $25.30 |
| 2026-02-20 | 9 | $25.28 |
| 2026-02-17 | 26 | $25.23 |
| 2026-02-13 | 1,133 | $25.66 |
| 2026-02-10 | 407 | $25.68 |
| 2026-02-09 | 807 | $25.68 |
| 2026-02-02 | 101 | $25.46 |
| 2026-01-30 | 122 | $25.53 |
| 2026-01-29 | 122 | $25.55 |
| 2026-01-28 | 300 | $25.55 |
| 2026-01-27 | 80 | $25.51 |
| 2026-01-26 | 100 | $25.50 |
| 2026-01-20 | 327 | $25.41 |
| 2026-01-16 | 593 | $25.40 |
| 2026-01-14 | 482 | $25.41 |
| 2026-01-13 | 1,149 | $25.39 |
| 2026-01-12 | 838 | $25.42 |
| 2026-01-08 | 94 | $25.37 |
| 2026-01-06 | 74 | $25.37 |
| 2025-12-31 | 115 | $25.30 |
| 2025-12-30 | 89 | $25.36 |
| 2025-12-24 | 928 | $25.46 |
| 2025-12-23 | 923 | $25.42 |
| 2025-12-19 | 215 | $25.38 |
| 2025-12-18 | 179 | $25.32 |
| 2025-12-16 | 100 | $25.38 |
| 2025-12-10 | 251 | $25.38 |
| 2025-12-08 | 291 | $25.41 |
| 2025-12-04 | 133 | $25.40 |
| 2025-12-03 | 543 | $25.37 |
| 2025-12-02 | 1,033 | $25.33 |
| 2025-12-01 | 148 | $25.34 |
| 2025-11-20 | 261 | $25.31 |
| 2025-11-19 | 418 | $25.30 |
| 2025-11-18 | 41 | $25.30 |
| 2025-11-17 | 278 | $25.21 |
| 2025-11-14 | 159 | $25.61 |
| 2025-11-13 | 386 | $25.60 |
| 2025-11-12 | 211 | $25.62 |
| 2025-11-10 | 315 | $25.61 |
| 2025-11-07 | 294 | $25.58 |
| 2025-11-05 | 288 | $25.57 |
| 2025-11-04 | 258 | $25.57 |
| 2025-10-24 | 443 | $25.41 |
| 2025-10-23 | 591 | $25.40 |
| 2025-10-22 | 110 | $25.43 |
| 2025-10-21 | 386 | $25.45 |
| 2025-10-20 | 366 | $25.35 |
| 2025-10-16 | 729 | $25.52 |
| 2025-10-15 | 1,290 | $25.44 |
| 2025-10-14 | 735 | $25.35 |
| 2025-10-07 | 254 | $25.44 |
| 2025-10-06 | 254 | $25.41 |
| 2025-09-10 | 13 | $25.46 |
| 2025-09-09 | 214 | $25.46 |
| 2025-09-08 | 208 | $25.54 |
| 2025-08-14 | 1,458 | $25.73 |
| 2025-08-13 | 2,174 | $25.76 |
| 2025-08-12 | 713 | $25.66 |
| 2025-08-11 | 762 | $25.63 |
| 2025-08-08 | 467 | $25.67 |
| 2025-08-07 | 217 | $25.56 |
| 2025-08-06 | 419 | $25.66 |
| 2025-08-05 | 1,169 | $25.67 |
| 2025-08-01 | 84 | $25.55 |
| 2025-07-17 | 213 | $25.55 |
| 2025-07-15 | 318 | $25.48 |
| 2025-07-14 | 450 | $25.50 |
| 2025-07-11 | 50 | $25.48 |
| 2025-07-09 | 103 | $25.42 |
Showing 90 most recent of 107.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 80349A869 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.