Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 80349A877
Over the rolling 12-month window, securities of SARATOGA INVT CORP NT 12/31/27 failed to deliver in the NSCC's Continuous Net Settlement system on 42 settlement days, totaling 22,215 fail shares and peaking at 2,098 shares on 2025-08-25. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-06 | 4 | $25.20 |
| 2026-10-01 | 122 | $25.10 |
| 2026-09-30 | 685 | $25.17 |
| 2026-09-29 | 518 | $25.13 |
| 2026-09-28 | 69 | $25.15 |
| 2026-09-25 | 582 | $25.14 |
| 2026-09-18 | 10 | $25.06 |
| 2026-09-17 | 21 | $25.05 |
| 2026-09-16 | 3 | $25.08 |
| 2026-09-15 | 88 | $25.11 |
| 2026-08-12 | 329 | $25.50 |
| 2026-08-10 | 107 | $25.47 |
| 2026-08-07 | 6 | $25.45 |
| 2026-08-06 | 168 | $25.44 |
| 2026-08-05 | 118 | $25.40 |
| 2026-08-04 | 394 | $25.43 |
| 2026-07-28 | 40 | $25.44 |
| 2026-06-26 | 100 | $25.34 |
| 2026-06-18 | 733 | $25.40 |
| 2026-06-17 | 761 | $25.37 |
| 2026-06-15 | 115 | $25.20 |
| 2026-06-12 | 71 | $25.36 |
| 2026-06-11 | 344 | $25.38 |
| 2026-06-10 | 1,124 | $25.26 |
| 2026-06-09 | 715 | $25.27 |
| 2026-06-04 | 15 | $25.27 |
| 2026-06-03 | 15 | $25.25 |
| 2026-05-29 | 1,338 | $25.25 |
| 2026-05-28 | 1,264 | $25.25 |
| 2026-05-27 | 740 | $25.23 |
| 2026-05-07 | 365 | $25.52 |
| 2026-05-06 | 500 | $25.55 |
| 2026-05-05 | 43 | $25.50 |
| 2026-03-24 | 245 | $25.30 |
| 2026-03-23 | 461 | $25.25 |
| 2026-03-20 | 391 | $25.44 |
| 2026-03-18 | 102 | $25.16 |
| 2026-03-17 | 914 | $25.12 |
| 2026-03-16 | 202 | $25.08 |
| 2026-03-13 | 142 | $25.13 |
| 2026-03-12 | 718 | $25.15 |
| 2026-03-04 | 164 | $25.08 |
| 2026-02-10 | 100 | $25.60 |
| 2025-12-10 | 133 | $25.25 |
| 2025-12-08 | 551 | $25.32 |
| 2025-11-17 | 918 | $25.30 |
| 2025-11-04 | 882 | $25.50 |
| 2025-11-03 | 1,032 | $25.44 |
| 2025-10-31 | 343 | $25.47 |
| 2025-10-30 | 923 | $25.45 |
| 2025-10-28 | 71 | $25.39 |
| 2025-10-21 | 100 | $25.45 |
| 2025-08-26 | 1,998 | $25.39 |
| 2025-08-25 | 2,098 | $25.42 |
| 2025-08-22 | 98 | $25.40 |
| 2025-08-14 | 340 | $25.64 |
| 2025-08-13 | 371 | $25.62 |
| 2025-08-12 | 970 | $25.64 |
| 2025-08-11 | 543 | $25.64 |
| 2025-08-08 | 358 | $25.61 |
| 2025-08-07 | 241 | $25.61 |
| 2025-08-06 | 31 | $25.60 |
| 2025-08-04 | 219 | $25.51 |
| 2025-08-01 | 642 | $25.56 |
| 2025-07-22 | 12 | $25.48 |
| 2025-06-17 | 47 | $25.37 |
| 2025-06-16 | 162 | $25.37 |
| 2025-06-04 | 86 | $25.24 |
| 2025-06-03 | 1,357 | $25.24 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 80349A877 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.