Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 80349A885
Over the rolling 12-month window, securities of SARATOGA INVT CORP NTS(MD)10/3 failed to deliver in the NSCC's Continuous Net Settlement system on 124 settlement days, totaling 67,804 fail shares and peaking at 9,047 shares on 2025-10-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 371 | $25.24 |
| 2026-10-13 | 2,040 | $25.28 |
| 2026-10-09 | 377 | $25.27 |
| 2026-10-08 | 78 | $25.19 |
| 2026-10-05 | 78 | $25.22 |
| 2026-10-01 | 42 | $25.15 |
| 2026-09-30 | 155 | $25.18 |
| 2026-09-29 | 718 | $25.17 |
| 2026-09-22 | 644 | $25.15 |
| 2026-09-14 | 309 | $25.16 |
| 2026-09-09 | 210 | $25.13 |
| 2026-08-28 | 344 | $25.10 |
| 2026-08-27 | 200 | $25.10 |
| 2026-08-21 | 194 | $25.10 |
| 2026-08-20 | 1 | $25.06 |
| 2026-08-19 | 796 | $25.13 |
| 2026-08-17 | 396 | $25.33 |
| 2026-07-28 | 1 | $25.54 |
| 2026-07-27 | 2 | $25.54 |
| 2026-07-22 | 220 | $25.55 |
| 2026-07-15 | 81 | $25.40 |
| 2026-07-14 | 442 | $25.40 |
| 2026-07-09 | 167 | $25.33 |
| 2026-07-06 | 111 | $25.67 |
| 2026-07-02 | 1,307 | $25.61 |
| 2026-07-01 | 19 | $25.58 |
| 2026-06-29 | 172 | $25.62 |
| 2026-06-26 | 401 | $25.59 |
| 2026-06-25 | 561 | $25.44 |
| 2026-06-24 | 548 | $25.74 |
| 2026-06-23 | 59 | $25.80 |
| 2026-06-22 | 312 | $25.72 |
| 2026-06-18 | 877 | $25.79 |
| 2026-06-16 | 650 | $25.45 |
| 2026-06-15 | 643 | $25.88 |
| 2026-06-09 | 1,033 | $25.47 |
| 2026-06-02 | 635 | $25.35 |
| 2026-05-29 | 259 | $25.52 |
| 2026-05-21 | 194 | $25.39 |
| 2026-05-13 | 495 | $25.95 |
| 2026-05-07 | 144 | $25.74 |
| 2026-05-06 | 437 | $25.78 |
| 2026-05-04 | 133 | $25.56 |
| 2026-04-30 | 129 | $25.84 |
| 2026-04-27 | 98 | $25.85 |
| 2026-04-24 | 625 | $25.85 |
| 2026-04-15 | 98 | $25.41 |
| 2026-04-14 | 351 | $25.90 |
| 2026-04-07 | 756 | $25.66 |
| 2026-03-31 | 90 | $25.57 |
| 2026-03-30 | 233 | $25.59 |
| 2026-03-20 | 240 | $25.51 |
| 2026-03-19 | 223 | $25.42 |
| 2026-03-18 | 75 | $25.32 |
| 2026-03-17 | 75 | $25.32 |
| 2026-03-16 | 121 | $25.32 |
| 2026-03-13 | 27 | $25.21 |
| 2026-03-12 | 63 | $25.21 |
| 2026-03-11 | 373 | $25.19 |
| 2026-03-10 | 401 | $25.26 |
| 2026-03-09 | 803 | $25.18 |
| 2026-03-06 | 9 | $25.18 |
| 2026-03-04 | 209 | $25.08 |
| 2026-03-03 | 111 | $25.20 |
| 2026-03-02 | 112 | $25.24 |
| 2026-02-13 | 427 | $25.70 |
| 2026-02-12 | 335 | $25.72 |
| 2026-02-10 | 200 | $26.10 |
| 2026-02-09 | 633 | $25.88 |
| 2026-02-06 | 176 | $25.80 |
| 2026-02-05 | 322 | $25.76 |
| 2026-02-04 | 117 | $25.81 |
| 2026-02-03 | 781 | $25.82 |
| 2026-02-02 | 189 | $25.73 |
| 2026-01-30 | 135 | $25.79 |
| 2026-01-29 | 43 | $25.90 |
| 2026-01-28 | 141 | $25.90 |
| 2026-01-27 | 118 | $25.95 |
| 2026-01-26 | 21 | $26.01 |
| 2026-01-23 | 516 | $25.66 |
| 2026-01-22 | 550 | $25.66 |
| 2026-01-21 | 182 | $25.49 |
| 2026-01-15 | 43 | $25.49 |
| 2026-01-12 | 107 | $25.54 |
| 2026-01-09 | 470 | $25.54 |
| 2026-01-08 | 593 | $25.60 |
| 2026-01-07 | 137 | $25.65 |
| 2025-12-31 | 80 | $25.54 |
| 2025-12-26 | 558 | $25.34 |
| 2025-12-24 | 601 | $25.47 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 80349A885 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.