Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 808524607
Over the rolling 12-month window, securities of SCHWAB STRATEGIC TR US SMALL-C failed to deliver in the NSCC's Continuous Net Settlement system on 130 settlement days, totaling 324,893 fail shares and peaking at 155,183 shares on 2026-05-22. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-29 | 1,695 | $32.86 |
| 2026-09-28 | 227 | $33.13 |
| 2026-09-25 | 60 | $33.09 |
| 2026-09-24 | 135 | $33.16 |
| 2026-09-23 | 116 | $33.76 |
| 2026-09-21 | 987 | $33.44 |
| 2026-09-18 | 418 | $33.32 |
| 2026-09-17 | 465 | $33.06 |
| 2026-09-15 | 2 | $33.41 |
| 2026-09-14 | 130 | $33.79 |
| 2026-09-11 | 2,047 | $33.65 |
| 2026-09-10 | 71 | $34.10 |
| 2026-09-09 | 30,802 | $34.46 |
| 2026-09-08 | 420 | $34.55 |
| 2026-09-04 | 1,115 | $34.21 |
| 2026-09-03 | 4,566 | $34.04 |
| 2026-09-02 | 2,885 | $33.73 |
| 2026-09-01 | 36,207 | $34.16 |
| 2026-08-28 | 79 | $34.77 |
| 2026-08-27 | 235 | $34.71 |
| 2026-08-26 | 202 | $34.60 |
| 2026-08-25 | 15,408 | $34.47 |
| 2026-08-24 | 19 | $34.83 |
| 2026-08-20 | 134 | $34.97 |
| 2026-08-19 | 105 | $35.02 |
| 2026-08-18 | 73 | $35.80 |
| 2026-08-14 | 237 | $35.34 |
| 2026-08-12 | 182 | $34.75 |
| 2026-08-10 | 238 | $34.83 |
| 2026-08-07 | 696 | $34.43 |
| 2026-08-06 | 39 | $34.69 |
| 2026-08-04 | 356 | $34.18 |
| 2026-07-31 | 549 | $33.69 |
| 2026-07-30 | 4,516 | $32.86 |
| 2026-07-29 | 1,377 | $33.56 |
| 2026-07-28 | 2,979 | $33.87 |
| 2026-07-27 | 183 | $33.93 |
| 2026-07-24 | 56 | $34.26 |
| 2026-07-23 | 654 | $34.44 |
| 2026-07-22 | 22 | $34.62 |
| 2026-07-14 | 219 | $34.32 |
| 2026-07-10 | 71 | $34.97 |
| 2026-07-09 | 1,195 | $34.31 |
| 2026-07-07 | 438 | $35.04 |
| 2026-07-06 | 417 | $34.92 |
| 2026-07-01 | 85 | $36.13 |
| 2026-06-29 | 462 | $35.49 |
| 2026-06-24 | 599 | $34.85 |
| 2026-06-23 | 2,954 | $35.46 |
| 2026-06-17 | 284 | $34.80 |
| 2026-06-15 | 514 | $34.84 |
| 2026-06-09 | 6 | $33.50 |
| 2026-06-05 | 172 | $34.36 |
| 2026-06-04 | 461 | $34.07 |
| 2026-05-28 | 567 | $33.98 |
| 2026-05-22 | 155,183 | $33.17 |
| 2026-05-20 | 15 | $32.06 |
| 2026-05-19 | 234 | $32.34 |
| 2026-05-18 | 177 | $32.58 |
| 2026-05-15 | 1,209 | $33.15 |
| 2026-05-14 | 1,736 | $33.09 |
| 2026-05-12 | 954 | $33.46 |
| 2026-05-11 | 176 | $33.46 |
| 2026-05-08 | 1,413 | $33.03 |
| 2026-05-06 | 427 | $33.15 |
| 2026-05-05 | 184 | $32.52 |
| 2026-05-04 | 1,983 | $32.62 |
| 2026-05-01 | 517 | $32.42 |
| 2026-04-30 | 11,498 | $31.75 |
| 2026-04-29 | 10,060 | $31.98 |
| 2026-04-27 | 181 | $32.23 |
| 2026-04-24 | 64 | $32.08 |
| 2026-04-22 | 104 | $32.12 |
| 2026-04-20 | 140 | $32.24 |
| 2026-04-16 | 68 | $31.42 |
| 2026-04-15 | 5,072 | $31.43 |
| 2026-04-13 | 1,466 | $30.68 |
| 2026-04-07 | 122 | $29.64 |
| 2026-04-06 | 1,257 | $29.52 |
| 2026-03-26 | 177 | $29.48 |
| 2026-03-25 | 4,030 | $29.24 |
| 2026-03-23 | 7,598 | $28.46 |
| 2026-03-20 | 1,545 | $29.11 |
| 2026-03-19 | 317 | $28.93 |
| 2026-03-17 | 737 | $29.03 |
| 2026-03-16 | 194 | $28.71 |
| 2026-03-12 | 10 | $29.44 |
| 2026-03-11 | 11,286 | $29.45 |
| 2026-03-10 | 1,438 | $29.49 |
| 2026-03-05 | 94 | $30.41 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 808524607 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.