Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 85208P709
Over the rolling 12-month window, securities of SPROTT FDS TR LITHIUM MINERS E failed to deliver in the NSCC's Continuous Net Settlement system on 123 settlement days, totaling 606,906 fail shares and peaking at 173,202 shares on 2025-09-26. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 1,128 | $9.32 |
| 2026-09-24 | 224 | $10.20 |
| 2026-09-23 | 351 | $10.39 |
| 2026-09-17 | 1,454 | $9.87 |
| 2026-09-16 | 2,165 | $10.07 |
| 2026-09-15 | 3,633 | $10.32 |
| 2026-09-09 | 1,101 | $11.35 |
| 2026-08-07 | 8 | $10.69 |
| 2026-08-06 | 8 | $10.50 |
| 2026-07-31 | 354 | $10.07 |
| 2026-07-27 | 464 | $10.18 |
| 2026-07-16 | 1,048 | $11.19 |
| 2026-07-14 | 88 | $10.97 |
| 2026-07-13 | 99 | $11.43 |
| 2026-06-30 | 1,686 | $12.08 |
| 2026-06-16 | 5 | $15.19 |
| 2026-05-19 | 800 | $15.38 |
| 2026-05-18 | 2,233 | $15.69 |
| 2026-05-04 | 7,610 | $17.60 |
| 2026-04-21 | 445 | $16.37 |
| 2026-04-20 | 2,642 | $16.27 |
| 2026-04-17 | 70 | $16.20 |
| 2026-03-30 | 875 | $12.88 |
| 2026-03-25 | 361 | $12.46 |
| 2026-03-23 | 1,735 | $11.02 |
| 2026-03-20 | 7,091 | $11.55 |
| 2026-03-03 | 1,076 | $14.06 |
| 2026-02-27 | 2,900 | $14.41 |
| 2026-02-25 | 1,046 | $14.15 |
| 2026-02-24 | 781 | $13.24 |
| 2026-02-20 | 2,146 | $13.10 |
| 2026-02-19 | 7,976 | $13.73 |
| 2026-02-18 | 2,063 | $13.04 |
| 2026-02-09 | 472 | $12.67 |
| 2026-02-05 | 1,096 | $12.94 |
| 2026-02-04 | 743 | $13.68 |
| 2026-02-03 | 2,000 | $13.02 |
| 2026-02-02 | 1,101 | $12.95 |
| 2026-01-30 | 20,000 | $14.47 |
| 2026-01-29 | 11,503 | $15.22 |
| 2026-01-28 | 3,272 | $15.70 |
| 2026-01-27 | 4,799 | $15.50 |
| 2026-01-26 | 12,129 | $16.00 |
| 2026-01-23 | 1,397 | $15.49 |
| 2026-01-21 | 263 | $14.45 |
| 2026-01-20 | 296 | $14.34 |
| 2026-01-16 | 2,992 | $15.06 |
| 2026-01-15 | 18,930 | $15.25 |
| 2026-01-13 | 15,188 | $14.81 |
| 2026-01-12 | 1,230 | $14.02 |
| 2026-01-09 | 807 | $14.06 |
| 2026-01-07 | 2,913 | $14.23 |
| 2026-01-06 | 2,120 | $13.13 |
| 2026-01-05 | 4,186 | $12.63 |
| 2026-01-02 | 610 | $12.05 |
| 2025-12-31 | 3,009 | $12.30 |
| 2025-12-29 | 30,442 | $12.93 |
| 2025-12-26 | 29,080 | $12.75 |
| 2025-12-24 | 11,775 | $12.65 |
| 2025-12-23 | 1,589 | $12.36 |
| 2025-12-22 | 1,503 | $11.68 |
| 2025-12-19 | 515 | $11.46 |
| 2025-12-18 | 2,402 | $12.19 |
| 2025-12-17 | 639 | $11.71 |
| 2025-12-16 | 797 | $11.93 |
| 2025-12-12 | 7,146 | $12.54 |
| 2025-12-11 | 8,528 | $12.53 |
| 2025-12-10 | 6,379 | $12.34 |
| 2025-12-09 | 65 | $11.98 |
| 2025-12-08 | 3,280 | $11.70 |
| 2025-12-04 | 521 | $11.84 |
| 2025-12-03 | 410 | $12.01 |
| 2025-12-01 | 6,449 | $12.24 |
| 2025-11-26 | 6,538 | $11.54 |
| 2025-11-12 | 288 | $10.33 |
| 2025-10-28 | 30 | $10.01 |
| 2025-10-14 | 1,910 | $10.69 |
| 2025-10-10 | 3,188 | $10.38 |
| 2025-10-02 | 12,356 | $9.18 |
| 2025-09-29 | 18,223 | $9.08 |
| 2025-09-26 | 173,202 | $9.15 |
| 2025-09-19 | 1,411 | $8.00 |
| 2025-09-12 | 5,389 | $7.58 |
| 2025-09-09 | 459 | $8.33 |
| 2025-09-02 | 655 | $8.27 |
| 2025-08-29 | 1,129 | $8.08 |
| 2025-08-27 | 1,370 | $7.75 |
| 2025-08-26 | 520 | $7.95 |
| 2025-08-25 | 526 | $7.83 |
| 2025-08-22 | 2,188 | $7.66 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 85208P709 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.