Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 85210B201
Over the rolling 12-month window, securities of SPROTT ETF TRJ R GOLD MINERS E failed to deliver in the NSCC's Continuous Net Settlement system on 57 settlement days, totaling 797,511 fail shares and peaking at 228,295 shares on 2025-12-17. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-18 | 43 | $95.12 |
| 2026-09-15 | 210 | $94.18 |
| 2026-09-11 | 618 | $96.62 |
| 2026-09-02 | 82 | $94.56 |
| 2026-09-01 | 156 | $98.64 |
| 2026-08-27 | 643 | $101.69 |
| 2026-08-26 | 1,158 | $103.90 |
| 2026-08-24 | 1,600 | $101.30 |
| 2026-08-20 | 69 | $97.59 |
| 2026-08-19 | 115 | $89.38 |
| 2026-08-14 | 171 | $90.22 |
| 2026-08-13 | 402 | $92.69 |
| 2026-08-12 | 19,931 | $91.72 |
| 2026-08-07 | 104 | $85.05 |
| 2026-07-30 | 9 | $73.31 |
| 2026-07-27 | 129 | $75.20 |
| 2026-07-24 | 620 | $75.65 |
| 2026-07-23 | 1,733 | $77.50 |
| 2026-07-08 | 125 | $76.78 |
| 2026-07-07 | 149 | $80.95 |
| 2026-07-06 | 32 | $78.46 |
| 2026-06-29 | 8,608 | $77.73 |
| 2026-06-25 | 25 | $75.25 |
| 2026-06-15 | 193 | $79.35 |
| 2026-06-08 | 2,573 | $77.67 |
| 2026-06-01 | 4,387 | $89.57 |
| 2026-04-02 | 2,663 | $89.95 |
| 2026-03-25 | 5 | $79.35 |
| 2026-03-24 | 227 | $80.77 |
| 2026-03-23 | 92 | $78.11 |
| 2026-03-05 | 258 | $106.56 |
| 2026-03-04 | 156 | $103.82 |
| 2026-02-27 | 568 | $114.07 |
| 2026-02-23 | 400 | $106.37 |
| 2026-02-17 | 535 | $102.13 |
| 2026-02-04 | 77 | $97.84 |
| 2026-01-23 | 1,428 | $104.44 |
| 2026-01-13 | 978 | $92.30 |
| 2026-01-09 | 1,619 | $88.56 |
| 2026-01-08 | 50 | $88.69 |
| 2026-01-07 | 2,335 | $89.92 |
| 2026-01-06 | 4,159 | $87.38 |
| 2026-01-05 | 10,140 | $83.67 |
| 2025-12-29 | 1,271 | $89.95 |
| 2025-12-24 | 49 | $88.76 |
| 2025-12-23 | 7,188 | $88.57 |
| 2025-12-22 | 1,526 | $85.29 |
| 2025-12-19 | 117,672 | $82.03 |
| 2025-12-18 | 22,474 | $89.89 |
| 2025-12-17 | 228,295 | $87.11 |
| 2025-12-16 | 78,388 | $86.70 |
| 2025-12-15 | 82,819 | $87.92 |
| 2025-12-12 | 159,173 | $89.05 |
| 2025-12-11 | 16 | $86.22 |
| 2025-12-08 | 123 | $83.45 |
| 2025-12-02 | 53 | $82.20 |
| 2025-12-01 | 556 | $83.42 |
| 2025-11-28 | 358 | $81.54 |
| 2025-11-25 | 2,535 | $77.37 |
| 2025-11-20 | 1,644 | $76.02 |
| 2025-11-12 | 25,554 | $74.60 |
| 2025-10-27 | 3 | $71.75 |
| 2025-10-24 | 5 | $72.88 |
| 2025-10-22 | 1,083 | $71.57 |
| 2025-10-16 | 483 | $82.35 |
| 2025-10-14 | 1,671 | $78.43 |
| 2025-10-08 | 534 | $75.61 |
| 2025-09-23 | 763 | $70.02 |
| 2025-09-22 | 30,403 | $67.30 |
| 2025-09-15 | 1,424 | $64.55 |
| 2025-07-02 | 168 | $50.34 |
| 2025-07-01 | 172 | $49.72 |
| 2025-06-30 | 6 | $48.32 |
| 2025-06-27 | 20 | $50.12 |
| 2025-06-26 | 142 | $48.93 |
| 2025-06-25 | 122 | $49.26 |
| 2025-06-24 | 400 | $50.14 |
| 2025-06-23 | 438 | $49.29 |
| 2025-06-13 | 85 | $51.17 |
| 2025-06-11 | 928 | $50.45 |
| 2025-06-06 | 1,264 | $52.30 |
| 2025-06-05 | 1,243 | $52.12 |
| 2025-06-04 | 770 | $51.50 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 85210B201 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.