Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 85917K439
Over the rolling 12-month window, securities of STERLING CAP FDS ULTRA SHORT B failed to deliver in the NSCC's Continuous Net Settlement system on 14 settlement days, totaling 124,842 fail shares and peaking at 108,254 shares on 2026-04-20. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-07 | 1 | $24.91 |
| 2026-08-24 | 8 | $25.10 |
| 2026-07-31 | 1,760 | $25.06 |
| 2026-07-30 | 1,768 | $25.06 |
| 2026-07-29 | 1,768 | $25.06 |
| 2026-07-14 | 1 | $25.01 |
| 2026-07-08 | 139 | $25.02 |
| 2026-07-07 | 139 | $25.01 |
| 2026-07-06 | 102 | $25.01 |
| 2026-06-24 | 1 | $25.05 |
| 2026-06-23 | 1 | $25.04 |
| 2026-06-08 | 54 | $25.01 |
| 2026-06-05 | 54 | $25.02 |
| 2026-06-04 | 54 | $25.01 |
| 2026-05-26 | 83 | $25.07 |
| 2026-05-22 | 83 | $25.06 |
| 2026-05-21 | 83 | $25.07 |
| 2026-05-12 | 85 | $25.04 |
| 2026-05-11 | 85 | $25.04 |
| 2026-05-06 | 100 | $25.02 |
| 2026-05-01 | 5,417 | $25.09 |
| 2026-04-20 | 108,254 | $25.06 |
| 2026-04-10 | 2,702 | $25.02 |
| 2026-04-09 | 3,398 | $25.02 |
| 2026-04-08 | 3,198 | $25.02 |
| 2026-04-07 | 202 | $25.01 |
| 2026-04-02 | 97 | $24.96 |
| 2026-04-01 | 1,055 | $25.05 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 85917K439 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.