Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 85917K447
Over the rolling 12-month window, securities of STERLING CAP FDS SHORT DURATIO failed to deliver in the NSCC's Continuous Net Settlement system on 3 settlement days, totaling 30,887 fail shares and peaking at 16,115 shares on 2026-04-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-02 | 3 | $24.78 |
| 2026-09-01 | 4 | $24.89 |
| 2026-07-22 | 5,943 | $24.93 |
| 2026-04-06 | 14,763 | $25.01 |
| 2026-04-02 | 16,115 | $24.95 |
| 2026-04-01 | 9 | $25.10 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 85917K447 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.