Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 86562X106
Over the rolling 12-month window, securities of SUMITOMO MITSUI TRUST GROUP, I failed to deliver in the NSCC's Continuous Net Settlement system on 96 settlement days, totaling 348,188 fail shares and peaking at 72,699 shares on 2025-06-03. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-01 | 10,096 | $5.49 |
| 2026-08-13 | 10 | $5.26 |
| 2026-08-11 | 2,725 | $5.28 |
| 2026-08-10 | 343 | $5.34 |
| 2026-08-06 | 320 | $5.21 |
| 2026-08-05 | 72 | $5.15 |
| 2026-08-04 | 1,561 | $8.22 |
| 2026-08-03 | 1,561 | $8.22 |
| 2026-07-31 | 1,561 | $8.24 |
| 2026-07-30 | 1,561 | $8.27 |
| 2026-07-29 | 1,561 | $8.28 |
| 2026-07-27 | 925 | $8.23 |
| 2026-07-08 | 2,790 | $8.03 |
| 2026-07-07 | 513 | $8.10 |
| 2026-07-02 | 51 | $7.62 |
| 2026-06-25 | 2,622 | $7.31 |
| 2026-05-07 | 840 | $7.00 |
| 2026-05-06 | 999 | $6.85 |
| 2026-04-29 | 6,690 | $6.66 |
| 2026-04-21 | 5,726 | $6.80 |
| 2026-04-20 | 297 | $6.98 |
| 2026-04-14 | 15,268 | $6.86 |
| 2026-04-13 | 395 | $6.82 |
| 2026-03-31 | 306 | $6.29 |
| 2026-03-27 | 3,100 | $6.35 |
| 2026-03-26 | 5,500 | $6.54 |
| 2026-03-25 | 5,500 | $6.37 |
| 2026-03-23 | 574 | $6.18 |
| 2026-03-20 | 13,333 | $6.36 |
| 2026-03-19 | 749 | $6.37 |
| 2026-03-13 | 5,132 | $6.25 |
| 2026-03-12 | 7,412 | $6.46 |
| 2026-03-11 | 1,062 | $6.59 |
| 2026-03-09 | 1,200 | $6.48 |
| 2026-03-06 | 1,271 | $6.58 |
| 2026-03-05 | 1,200 | $6.61 |
| 2026-02-11 | 251 | $7.36 |
| 2026-02-10 | 10,078 | $7.23 |
| 2026-02-09 | 209 | $7.03 |
| 2026-02-06 | 423 | $6.82 |
| 2026-02-05 | 3,678 | $6.94 |
| 2026-02-04 | 4,265 | $6.74 |
| 2026-02-03 | 3,000 | $6.62 |
| 2026-02-02 | 5,374 | $6.89 |
| 2026-01-28 | 773 | $6.61 |
| 2026-01-16 | 8,950 | $6.50 |
| 2026-01-12 | 492 | $6.41 |
| 2026-01-02 | 1,947 | $6.14 |
| 2025-12-29 | 1,456 | $6.13 |
| 2025-12-26 | 492 | $6.14 |
| 2025-12-24 | 1,832 | $6.14 |
| 2025-12-22 | 2,162 | $6.09 |
| 2025-12-19 | 9,413 | $6.04 |
| 2025-12-18 | 1,630 | $5.99 |
| 2025-12-16 | 741 | $6.16 |
| 2025-12-15 | 832 | $6.02 |
| 2025-12-12 | 612 | $6.01 |
| 2025-12-09 | 1,474 | $5.91 |
| 2025-12-08 | 1,402 | $5.94 |
| 2025-12-05 | 113 | $5.87 |
| 2025-11-28 | 9,281 | $5.85 |
| 2025-11-26 | 8,585 | $5.81 |
| 2025-11-25 | 294 | $5.71 |
| 2025-11-24 | 13,918 | $5.70 |
| 2025-11-21 | 29,042 | $5.53 |
| 2025-11-19 | 13,500 | $5.50 |
| 2025-11-04 | 123 | $5.49 |
| 2025-11-03 | 9,146 | $5.53 |
| 2025-10-29 | 965 | $5.57 |
| 2025-10-24 | 3,710 | $5.52 |
| 2025-10-23 | 1,282 | $5.47 |
| 2025-10-21 | 355 | $5.63 |
| 2025-10-09 | 260 | $5.60 |
| 2025-09-30 | 1,155 | $5.88 |
| 2025-09-24 | 193 | $5.90 |
| 2025-09-22 | 3,998 | $5.88 |
| 2025-09-19 | 1,572 | $5.84 |
| 2025-09-18 | 1,688 | $5.82 |
| 2025-09-12 | 41 | $5.88 |
| 2025-09-03 | 647 | $5.78 |
| 2025-08-29 | 329 | $5.81 |
| 2025-08-27 | 1,529 | $5.86 |
| 2025-08-20 | 136 | $5.78 |
| 2025-08-19 | 1,166 | $5.79 |
| 2025-08-18 | 356 | $5.90 |
| 2025-08-15 | 22 | $5.75 |
| 2025-08-13 | 1,493 | $5.70 |
| 2025-08-08 | 271 | $5.51 |
| 2025-08-05 | 359 | $5.32 |
| 2025-08-01 | 243 | $5.36 |
Showing 90 most recent of 112.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 86562X106 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.