Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 88521L306
Over the rolling 12-month window, securities of THORNBURG ETF TR INTL EQUITY E failed to deliver in the NSCC's Continuous Net Settlement system on 238 settlement days, totaling 4,283,605 fail shares and peaking at 420,850 shares on 2025-11-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 10,395 | $34.70 |
| 2026-10-13 | 456 | $34.53 |
| 2026-10-09 | 8,085 | $34.32 |
| 2026-10-08 | 6,352 | $34.36 |
| 2026-10-07 | 205 | $34.70 |
| 2026-10-06 | 743 | $34.64 |
| 2026-10-05 | 132,248 | $34.66 |
| 2026-10-02 | 121,677 | $34.34 |
| 2026-10-01 | 30,835 | $34.72 |
| 2026-09-30 | 18,896 | $35.01 |
| 2026-09-29 | 202,530 | $35.23 |
| 2026-09-28 | 14,420 | $35.47 |
| 2026-09-25 | 8,125 | $35.22 |
| 2026-09-16 | 552 | $35.48 |
| 2026-09-03 | 981 | $35.92 |
| 2026-09-01 | 7,991 | $36.36 |
| 2026-08-28 | 8,416 | $36.37 |
| 2026-08-27 | 4,999 | $36.60 |
| 2026-08-26 | 4,055 | $36.71 |
| 2026-08-25 | 5,222 | $36.53 |
| 2026-08-24 | 1,832 | $36.54 |
| 2026-08-21 | 20,602 | $36.26 |
| 2026-08-20 | 19,659 | $36.32 |
| 2026-08-19 | 9,800 | $36.17 |
| 2026-08-18 | 9,448 | $36.38 |
| 2026-08-14 | 6,017 | $36.59 |
| 2026-08-13 | 6,997 | $36.61 |
| 2026-08-12 | 14,012 | $36.55 |
| 2026-08-11 | 5,687 | $36.54 |
| 2026-08-10 | 3,277 | $36.67 |
| 2026-08-07 | 2,733 | $36.42 |
| 2026-08-06 | 4,614 | $36.50 |
| 2026-08-05 | 76 | $36.38 |
| 2026-08-04 | 695 | $36.18 |
| 2026-08-03 | 1,594 | $36.09 |
| 2026-07-31 | 23,389 | $36.05 |
| 2026-07-30 | 14,436 | $35.28 |
| 2026-07-29 | 9,213 | $35.28 |
| 2026-07-28 | 1,850 | $35.19 |
| 2026-07-27 | 2,828 | $34.92 |
| 2026-07-24 | 1,942 | $34.68 |
| 2026-07-23 | 723 | $35.01 |
| 2026-07-22 | 9,716 | $34.83 |
| 2026-07-21 | 3,096 | $34.51 |
| 2026-07-20 | 2,612 | $34.65 |
| 2026-07-17 | 895 | $34.73 |
| 2026-07-16 | 14,470 | $34.98 |
| 2026-07-15 | 10,157 | $34.83 |
| 2026-07-14 | 10,939 | $34.60 |
| 2026-07-13 | 8,567 | $34.78 |
| 2026-07-10 | 1,670 | $34.63 |
| 2026-07-09 | 11,143 | $34.59 |
| 2026-07-08 | 13,031 | $34.83 |
| 2026-07-07 | 5,530 | $35.06 |
| 2026-07-06 | 1,349 | $34.82 |
| 2026-07-02 | 2,145 | $34.27 |
| 2026-07-01 | 3,602 | $34.52 |
| 2026-06-30 | 1,646 | $34.37 |
| 2026-06-29 | 166 | $33.96 |
| 2026-06-26 | 7,362 | $34.31 |
| 2026-06-25 | 6,091 | $34.15 |
| 2026-06-24 | 7,775 | $34.23 |
| 2026-06-23 | 2,892 | $34.57 |
| 2026-06-22 | 7,562 | $34.66 |
| 2026-06-18 | 5,234 | $34.51 |
| 2026-06-17 | 3,282 | $34.89 |
| 2026-06-16 | 1,165 | $34.73 |
| 2026-06-15 | 499 | $34.59 |
| 2026-06-12 | 108,150 | $34.58 |
| 2026-06-11 | 106,026 | $33.85 |
| 2026-06-10 | 104,160 | $34.32 |
| 2026-06-09 | 97,912 | $34.23 |
| 2026-06-08 | 103,120 | $34.20 |
| 2026-06-05 | 153,485 | $34.83 |
| 2026-06-04 | 61,607 | $34.59 |
| 2026-06-03 | 74,805 | $34.80 |
| 2026-06-02 | 5,540 | $34.65 |
| 2026-06-01 | 8,900 | $34.66 |
| 2026-05-29 | 6,399 | $34.64 |
| 2026-05-28 | 12,835 | $34.68 |
| 2026-05-27 | 3,515 | $34.77 |
| 2026-05-26 | 203 | $34.42 |
| 2026-05-22 | 3,393 | $34.54 |
| 2026-05-21 | 91,418 | $34.27 |
| 2026-05-20 | 6,988 | $33.85 |
| 2026-05-19 | 4,058 | $34.08 |
| 2026-05-18 | 2,521 | $33.74 |
| 2026-05-15 | 1,590 | $34.31 |
| 2026-05-14 | 3,411 | $34.43 |
| 2026-05-13 | 746 | $34.29 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 88521L306 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.