Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 88521L405
Over the rolling 12-month window, securities of THORNBURG ETF TR INTL GROWTH E failed to deliver in the NSCC's Continuous Net Settlement system on 55 settlement days, totaling 12,621 fail shares and peaking at 3,061 shares on 2025-06-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 8 | $27.16 |
| 2026-10-13 | 9 | $27.36 |
| 2026-10-09 | 3 | $27.25 |
| 2026-10-07 | 7 | $27.88 |
| 2026-10-06 | 6 | $27.84 |
| 2026-10-05 | 5 | $27.75 |
| 2026-09-30 | 2 | $27.47 |
| 2026-09-29 | 2 | $27.33 |
| 2026-09-28 | 2 | $27.48 |
| 2026-09-23 | 3 | $27.62 |
| 2026-09-22 | 2 | $27.41 |
| 2026-09-21 | 1 | $26.83 |
| 2026-09-17 | 100 | $26.43 |
| 2026-09-16 | 99 | $26.35 |
| 2026-09-15 | 2 | $26.50 |
| 2026-09-09 | 73 | $27.45 |
| 2026-09-08 | 70 | $27.50 |
| 2026-09-04 | 71 | $27.30 |
| 2026-09-03 | 160 | $27.16 |
| 2026-09-02 | 160 | $27.05 |
| 2026-09-01 | 160 | $27.54 |
| 2026-08-31 | 160 | $27.76 |
| 2026-08-06 | 116 | $27.80 |
| 2026-08-04 | 5 | $27.08 |
| 2026-08-03 | 4 | $26.87 |
| 2026-07-31 | 1 | $26.86 |
| 2026-07-27 | 1 | $26.62 |
| 2026-07-24 | 1 | $26.65 |
| 2026-07-23 | 1 | $27.14 |
| 2026-07-20 | 9 | $26.71 |
| 2026-07-17 | 5 | $27.01 |
| 2026-07-16 | 1 | $27.31 |
| 2026-07-14 | 2 | $27.16 |
| 2026-07-13 | 1 | $27.50 |
| 2026-04-29 | 2 | $25.68 |
| 2026-04-28 | 2 | $26.00 |
| 2026-04-20 | 1 | $26.55 |
| 2026-04-17 | 1 | $26.09 |
| 2026-04-09 | 1 | $25.17 |
| 2026-03-31 | 1 | $22.76 |
| 2026-03-30 | 1 | $22.77 |
| 2026-02-24 | 2 | $25.17 |
| 2026-02-23 | 6 | $25.59 |
| 2026-02-20 | 2 | $25.36 |
| 2026-02-19 | 1 | $25.46 |
| 2026-02-05 | 117 | $24.56 |
| 2026-02-04 | 116 | $24.89 |
| 2026-02-03 | 141 | $25.28 |
| 2026-01-26 | 9 | $25.62 |
| 2026-01-23 | 13 | $25.53 |
| 2026-01-21 | 72 | $25.03 |
| 2026-01-20 | 71 | $25.44 |
| 2026-01-16 | 70 | $25.54 |
| 2025-11-10 | 5 | $24.60 |
| 2025-11-07 | 5 | $24.62 |
| 2025-09-05 | 8 | $25.52 |
| 2025-09-04 | 8 | $25.36 |
| 2025-09-03 | 8 | $25.23 |
| 2025-09-02 | 8 | $25.62 |
| 2025-08-14 | 501 | $25.68 |
| 2025-08-13 | 501 | $25.51 |
| 2025-08-12 | 501 | $25.06 |
| 2025-08-01 | 10 | $25.18 |
| 2025-07-31 | 10 | $25.56 |
| 2025-07-30 | 10 | $25.80 |
| 2025-07-29 | 2 | $25.99 |
| 2025-07-28 | 26 | $26.24 |
| 2025-07-25 | 308 | $26.22 |
| 2025-07-24 | 332 | $26.28 |
| 2025-07-23 | 421 | $25.86 |
| 2025-07-22 | 46 | $25.72 |
| 2025-07-21 | 46 | $25.75 |
| 2025-07-18 | 10 | $25.67 |
| 2025-07-16 | 4 | $25.47 |
| 2025-07-15 | 3 | $25.55 |
| 2025-07-14 | 11 | $25.55 |
| 2025-07-11 | 30 | $25.80 |
| 2025-07-10 | 20 | $25.76 |
| 2025-07-09 | 20 | $25.63 |
| 2025-06-16 | 25 | $25.57 |
| 2025-06-13 | 15 | $25.96 |
| 2025-06-12 | 15 | $25.83 |
| 2025-06-11 | 49 | $25.84 |
| 2025-06-10 | 49 | $25.67 |
| 2025-06-09 | 1 | $25.64 |
| 2025-06-06 | 1 | $25.57 |
| 2025-06-04 | 3,061 | $25.46 |
| 2025-06-03 | 2,961 | $25.60 |
| 2025-06-02 | 2,961 | $25.45 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 88521L405 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.