Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 900934704
Over the rolling 12-month window, securities of 2023 ETF SER TR PICTET AI & AU failed to deliver in the NSCC's Continuous Net Settlement system on 90 settlement days, totaling 130,059 fail shares and peaking at 122,931 shares on 2026-04-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 780 | $34.95 |
| 2026-10-02 | 66,197 | $35.30 |
| 2026-09-04 | 2 | $32.77 |
| 2026-09-03 | 21 | $32.17 |
| 2026-09-02 | 21 | $32.50 |
| 2026-09-01 | 21 | $33.54 |
| 2026-08-31 | 19 | $33.27 |
| 2026-08-04 | 191 | $31.88 |
| 2026-07-08 | 4 | $32.27 |
| 2026-06-30 | 1 | $33.02 |
| 2026-06-26 | 129 | $32.03 |
| 2026-06-23 | 1 | $32.90 |
| 2026-06-11 | 200 | $30.67 |
| 2026-06-10 | 300 | $31.29 |
| 2026-06-09 | 619 | $31.61 |
| 2026-06-08 | 257 | $31.17 |
| 2026-06-05 | 197 | $33.26 |
| 2026-06-04 | 2 | $33.42 |
| 2026-06-03 | 2 | $33.93 |
| 2026-06-02 | 49 | $33.77 |
| 2026-06-01 | 49 | $32.50 |
| 2026-05-29 | 47 | $31.52 |
| 2026-05-27 | 160 | $31.35 |
| 2026-05-26 | 59 | $30.68 |
| 2026-05-22 | 57 | $30.20 |
| 2026-05-13 | 5 | $28.77 |
| 2026-05-12 | 4 | $29.22 |
| 2026-05-11 | 2 | $29.24 |
| 2026-04-21 | 1 | $26.40 |
| 2026-04-14 | 42 | $25.10 |
| 2026-04-13 | 41 | $24.50 |
| 2026-04-10 | 40 | $24.67 |
| 2026-04-08 | 4 | $24.10 |
| 2026-04-07 | 2 | $23.89 |
| 2026-04-06 | 1 | $23.80 |
| 2026-04-02 | 122,931 | $23.79 |
| 2026-03-31 | 38 | $22.52 |
| 2026-03-30 | 35 | $22.71 |
| 2026-03-27 | 54 | $23.33 |
| 2026-03-25 | 58 | $23.98 |
| 2026-03-24 | 45 | $24.46 |
| 2026-03-23 | 53 | $23.93 |
| 2026-03-17 | 3 | $24.63 |
| 2026-03-16 | 2 | $24.33 |
| 2026-03-13 | 1 | $24.54 |
| 2026-03-11 | 23 | $24.91 |
| 2026-03-10 | 22 | $24.92 |
| 2026-03-09 | 22 | $24.41 |
| 2026-03-06 | 1 | $24.91 |
| 2026-03-04 | 27 | $24.43 |
| 2026-03-03 | 26 | $24.91 |
| 2026-03-02 | 8 | $24.88 |
| 2026-02-27 | 1 | $25.08 |
| 2026-02-26 | 1 | $25.28 |
| 2026-02-25 | 13 | $24.77 |
| 2026-02-24 | 48 | $24.43 |
| 2026-02-19 | 181 | $25.06 |
| 2026-02-18 | 180 | $24.92 |
| 2026-02-17 | 80 | $25.08 |
| 2026-02-09 | 71 | $24.75 |
| 2026-02-06 | 89 | $23.88 |
| 2026-02-05 | 93 | $24.30 |
| 2026-01-30 | 8 | $26.21 |
| 2026-01-27 | 2 | $26.34 |
| 2026-01-26 | 2 | $26.03 |
| 2026-01-21 | 1 | $25.41 |
| 2026-01-20 | 1 | $26.10 |
| 2026-01-16 | 1 | $26.09 |
| 2026-01-15 | 1 | $25.84 |
| 2026-01-09 | 2 | $25.86 |
| 2026-01-08 | 9 | $26.36 |
| 2026-01-07 | 5 | $26.23 |
| 2026-01-06 | 2 | $25.68 |
| 2026-01-02 | 3 | $25.20 |
| 2025-12-31 | 183 | $25.40 |
| 2025-12-30 | 182 | $25.40 |
| 2025-12-29 | 191 | $25.52 |
| 2025-12-23 | 5 | $25.34 |
| 2025-12-22 | 1 | $25.06 |
| 2025-12-17 | 17 | $24.94 |
| 2025-12-16 | 12 | $24.88 |
| 2025-12-15 | 12 | $25.13 |
| 2025-12-12 | 9 | $25.77 |
| 2025-12-11 | 29 | $25.89 |
| 2025-12-10 | 2 | $25.76 |
| 2025-12-09 | 2 | $25.69 |
| 2025-12-05 | 2 | $25.26 |
| 2025-12-04 | 21 | $25.32 |
| 2025-12-03 | 22 | $25.05 |
| 2025-12-02 | 21 | $24.68 |
Showing 90 most recent of 111.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 900934704 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.