Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 90139K886
Over the rolling 12-month window, securities of 2023 ETF SER TR II GMO ULTRA-S failed to deliver in the NSCC's Continuous Net Settlement system on 74 settlement days, totaling 70,698 fail shares and peaking at 11,807 shares on 2026-01-26. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-05 | 2,541 | $50.08 |
| 2026-10-02 | 2,536 | $50.06 |
| 2026-10-01 | 2,495 | $50.03 |
| 2026-09-30 | 7,965 | $50.19 |
| 2026-09-21 | 32 | $50.13 |
| 2026-09-18 | 31 | $50.13 |
| 2026-09-17 | 36 | $50.11 |
| 2026-09-15 | 236 | $50.11 |
| 2026-09-14 | 236 | $50.11 |
| 2026-08-13 | 2 | $50.17 |
| 2026-08-12 | 11 | $50.14 |
| 2026-07-06 | 22 | $50.09 |
| 2026-07-02 | 23 | $50.04 |
| 2026-06-30 | 401 | $50.19 |
| 2026-06-26 | 502 | $50.17 |
| 2026-06-25 | 502 | $50.18 |
| 2026-06-24 | 503 | $50.15 |
| 2026-06-09 | 9,845 | $50.09 |
| 2026-06-08 | 8,845 | $50.07 |
| 2026-06-05 | 9,243 | $50.07 |
| 2026-06-04 | 8,444 | $50.06 |
| 2026-05-22 | 2 | $50.17 |
| 2026-05-21 | 1 | $50.15 |
| 2026-05-19 | 21 | $50.14 |
| 2026-05-18 | 20 | $50.15 |
| 2026-05-15 | 19 | $50.14 |
| 2026-04-23 | 100 | $50.15 |
| 2026-04-22 | 100 | $50.10 |
| 2026-04-16 | 1,841 | $50.11 |
| 2026-04-15 | 1,841 | $50.09 |
| 2026-04-14 | 836 | $50.07 |
| 2026-04-13 | 35 | $50.06 |
| 2026-04-06 | 21 | $50.05 |
| 2026-04-02 | 121 | $50.04 |
| 2026-03-20 | 3 | $50.12 |
| 2026-03-19 | 3 | $50.12 |
| 2026-03-18 | 1 | $50.12 |
| 2026-03-04 | 5 | $50.05 |
| 2026-02-18 | 79 | $50.17 |
| 2026-02-17 | 79 | $50.17 |
| 2026-02-13 | 79 | $50.15 |
| 2026-02-12 | 79 | $50.13 |
| 2026-02-10 | 212 | $50.11 |
| 2026-02-09 | 11 | $50.10 |
| 2026-02-06 | 1 | $50.07 |
| 2026-02-05 | 40 | $50.08 |
| 2026-02-04 | 147 | $50.09 |
| 2026-02-03 | 101 | $50.07 |
| 2026-02-02 | 100 | $50.05 |
| 2026-01-29 | 1 | $50.14 |
| 2026-01-28 | 11,609 | $50.14 |
| 2026-01-27 | 11,409 | $50.11 |
| 2026-01-26 | 11,807 | $50.10 |
| 2026-01-23 | 5 | $50.10 |
| 2026-01-22 | 4 | $50.08 |
| 2026-01-21 | 3 | $50.08 |
| 2026-01-20 | 102 | $50.08 |
| 2026-01-16 | 100 | $50.07 |
| 2026-01-15 | 1 | $50.06 |
| 2026-01-14 | 1 | $50.04 |
| 2026-01-13 | 1 | $50.03 |
| 2026-01-09 | 100 | $50.03 |
| 2026-01-08 | 124 | $50.03 |
| 2026-01-07 | 124 | $50.04 |
| 2026-01-05 | 3,043 | $50.01 |
| 2026-01-02 | 3,044 | $50.00 |
| 2025-12-31 | 2,344 | $50.00 |
| 2025-12-29 | 201 | $50.22 |
| 2025-12-26 | 201 | $50.20 |
| 2025-12-24 | 201 | $50.18 |
| 2025-12-17 | 2,905 | $50.13 |
| 2025-12-05 | 19 | $50.07 |
| 2025-12-04 | 36 | $50.08 |
| 2025-12-02 | 100 | $50.06 |
| 2025-12-01 | 100 | $50.05 |
| 2025-11-26 | 73 | $50.15 |
| 2025-11-25 | 119 | $50.12 |
| 2025-11-24 | 102 | $50.11 |
| 2025-11-21 | 3,536 | $50.11 |
| 2025-11-20 | 2,018 | $50.09 |
| 2025-11-19 | 119 | $50.09 |
| 2025-11-18 | 119 | $50.09 |
| 2025-11-17 | 499 | $50.07 |
| 2025-11-14 | 524 | $50.08 |
| 2025-11-13 | 524 | $50.07 |
| 2025-11-12 | 1,346 | $50.04 |
| 2025-11-10 | 817 | $50.10 |
| 2025-11-07 | 932 | $50.02 |
| 2025-11-06 | 1,295 | $50.02 |
| 2025-11-05 | 145 | $50.01 |
Showing 90 most recent of 95.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 90139K886 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.