Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 902952100
Over the rolling 12-month window, securities of US GLOBAL INVESTORS INC CL-A failed to deliver in the NSCC's Continuous Net Settlement system on 22 settlement days, totaling 140,258 fail shares and peaking at 43,270 shares on 2025-11-26. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-06 | 2 | $2.90 |
| 2026-09-22 | 20 | $3.00 |
| 2026-09-14 | 2 | $2.91 |
| 2026-09-09 | 2 | $2.90 |
| 2026-09-01 | 1 | $3.30 |
| 2026-08-03 | 2 | $2.86 |
| 2026-07-16 | 5 | $2.94 |
| 2026-07-15 | 4 | $2.92 |
| 2026-07-14 | 2 | $2.94 |
| 2026-06-30 | 101 | $3.16 |
| 2026-04-28 | 1 | $2.56 |
| 2026-04-02 | 2,999 | $2.56 |
| 2026-03-30 | 385 | $2.55 |
| 2026-02-09 | 1,142 | $3.00 |
| 2026-02-03 | 2,239 | $3.14 |
| 2025-11-28 | 43,270 | $2.49 |
| 2025-11-26 | 43,270 | $2.49 |
| 2025-10-24 | 15,942 | $2.63 |
| 2025-09-15 | 623 | $2.46 |
| 2025-09-12 | 793 | $2.43 |
| 2025-09-10 | 11 | $2.41 |
| 2025-08-07 | 2 | $2.34 |
| 2025-08-06 | 88 | $2.33 |
| 2025-08-04 | 1,275 | $2.37 |
| 2025-08-01 | 3,026 | $2.39 |
| 2025-07-31 | 8,525 | $2.36 |
| 2025-07-23 | 3 | $2.47 |
| 2025-07-14 | 1,000 | $2.46 |
| 2025-07-02 | 162 | $2.46 |
| 2025-06-26 | 5,705 | $2.45 |
| 2025-06-23 | 6,687 | $2.40 |
| 2025-06-16 | 3,110 | $2.36 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 902952100 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.