Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 90386K530
Over the rolling 12-month window, securities of ULTIMUS MANAGERS TR WESTWOOD E failed to deliver in the NSCC's Continuous Net Settlement system on 104 settlement days, totaling 892,353 fail shares and peaking at 201,400 shares on 2025-12-18. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 717 | $25.34 |
| 2026-10-13 | 1,120 | $25.37 |
| 2026-10-09 | 1,523 | $25.18 |
| 2026-10-08 | 3,800 | $25.17 |
| 2026-10-07 | 300 | $25.25 |
| 2026-10-06 | 177 | $25.10 |
| 2026-10-05 | 3,171 | $25.03 |
| 2026-10-02 | 2 | $24.92 |
| 2026-10-01 | 242 | $24.92 |
| 2026-09-30 | 41 | $24.98 |
| 2026-09-29 | 40 | $25.25 |
| 2026-09-25 | 194 | $25.35 |
| 2026-09-24 | 194 | $25.43 |
| 2026-09-23 | 100 | $25.64 |
| 2026-09-21 | 109 | $25.61 |
| 2026-09-18 | 64 | $25.67 |
| 2026-09-17 | 60 | $25.33 |
| 2026-09-16 | 106 | $25.50 |
| 2026-09-14 | 2,075 | $25.61 |
| 2026-09-11 | 18,857 | $25.43 |
| 2026-09-10 | 18,751 | $25.61 |
| 2026-09-09 | 20,337 | $25.71 |
| 2026-09-08 | 15,437 | $25.79 |
| 2026-09-04 | 9,650 | $25.86 |
| 2026-09-03 | 6,880 | $25.80 |
| 2026-09-02 | 3,300 | $25.57 |
| 2026-09-01 | 592 | $25.71 |
| 2026-08-31 | 2,287 | $25.75 |
| 2026-08-28 | 97 | $25.94 |
| 2026-08-27 | 91 | $25.91 |
| 2026-08-26 | 188 | $25.86 |
| 2026-08-25 | 66 | $25.77 |
| 2026-08-24 | 4 | $25.80 |
| 2026-08-21 | 1 | $25.77 |
| 2026-08-20 | 1 | $25.92 |
| 2026-08-19 | 1 | $25.93 |
| 2026-08-18 | 1 | $25.92 |
| 2026-08-17 | 27,412 | $26.08 |
| 2026-08-14 | 28,235 | $26.01 |
| 2026-08-13 | 27,436 | $25.95 |
| 2026-08-12 | 20,509 | $25.80 |
| 2026-08-11 | 14,636 | $25.84 |
| 2026-08-10 | 10,828 | $25.80 |
| 2026-08-07 | 1,231 | $25.65 |
| 2026-08-05 | 11,214 | $25.79 |
| 2026-08-04 | 4,178 | $25.53 |
| 2026-08-03 | 13,657 | $25.35 |
| 2026-07-31 | 8,699 | $25.24 |
| 2026-07-30 | 1,700 | $25.26 |
| 2026-07-29 | 897 | $25.57 |
| 2026-07-28 | 873 | $25.45 |
| 2026-07-27 | 10,608 | $25.41 |
| 2026-07-24 | 14,056 | $25.29 |
| 2026-07-23 | 7,907 | $25.43 |
| 2026-07-22 | 8,709 | $25.32 |
| 2026-07-21 | 8,607 | $25.29 |
| 2026-07-20 | 6,935 | $25.39 |
| 2026-07-17 | 285 | $25.44 |
| 2026-07-16 | 290 | $25.51 |
| 2026-07-15 | 195 | $25.50 |
| 2026-07-14 | 93 | $25.52 |
| 2026-07-08 | 71 | $25.60 |
| 2026-07-07 | 71 | $25.57 |
| 2026-07-06 | 7,368 | $25.46 |
| 2026-07-02 | 278 | $25.32 |
| 2026-07-01 | 335 | $25.34 |
| 2026-06-30 | 451 | $25.11 |
| 2026-06-29 | 6,321 | $25.43 |
| 2026-06-26 | 667 | $25.51 |
| 2026-06-25 | 687 | $25.55 |
| 2026-06-24 | 16,158 | $25.63 |
| 2026-06-23 | 8,157 | $25.66 |
| 2026-06-22 | 8,151 | $25.69 |
| 2026-06-18 | 198 | $25.71 |
| 2026-06-17 | 2,509 | $25.91 |
| 2026-06-16 | 2,817 | $25.86 |
| 2026-06-15 | 5,454 | $25.73 |
| 2026-06-12 | 10,578 | $25.64 |
| 2026-06-11 | 50,163 | $25.37 |
| 2026-06-10 | 28,861 | $25.60 |
| 2026-06-09 | 21,203 | $25.68 |
| 2026-06-08 | 8,871 | $25.66 |
| 2026-06-05 | 1,138 | $26.08 |
| 2026-06-04 | 1,160 | $25.91 |
| 2026-06-03 | 11,459 | $26.01 |
| 2026-06-02 | 14,889 | $25.96 |
| 2026-06-01 | 15,487 | $25.93 |
| 2026-05-29 | 7,494 | $25.82 |
| 2026-05-28 | 755 | $25.84 |
| 2026-05-27 | 2,382 | $25.87 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 90386K530 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.