Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 92535C609
Over the rolling 12-month window, securities of CARLYLE CR INCOME FD PFD CL D failed to deliver in the NSCC's Continuous Net Settlement system on 77 settlement days, totaling 92,194 fail shares and peaking at 5,286 shares on 2025-11-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 164 | $24.82 |
| 2026-10-09 | 655 | $24.81 |
| 2026-10-08 | 96 | $24.86 |
| 2026-10-06 | 201 | $24.87 |
| 2026-10-01 | 145 | $24.91 |
| 2026-09-30 | 323 | $24.95 |
| 2026-09-25 | 325 | $24.95 |
| 2026-09-24 | 426 | $24.80 |
| 2026-09-23 | 1,000 | $24.97 |
| 2026-09-14 | 22 | $25.01 |
| 2026-09-09 | 913 | $25.09 |
| 2026-09-02 | 371 | $25.03 |
| 2026-08-31 | 137 | $24.96 |
| 2026-08-28 | 96 | $24.98 |
| 2026-08-26 | 47 | $25.10 |
| 2026-08-25 | 224 | $25.09 |
| 2026-08-24 | 222 | $25.06 |
| 2026-08-20 | 115 | $25.00 |
| 2026-08-19 | 330 | $25.15 |
| 2026-08-18 | 201 | $25.15 |
| 2026-08-17 | 178 | $25.15 |
| 2026-08-14 | 269 | $25.15 |
| 2026-08-10 | 76 | $25.33 |
| 2026-08-05 | 76 | $25.33 |
| 2026-08-04 | 122 | $25.22 |
| 2026-08-03 | 169 | $25.20 |
| 2026-07-31 | 153 | $25.21 |
| 2026-07-28 | 24 | $25.08 |
| 2026-07-23 | 487 | $25.16 |
| 2026-07-22 | 582 | $25.34 |
| 2026-07-21 | 242 | $25.21 |
| 2026-07-20 | 672 | $25.35 |
| 2026-07-17 | 315 | $25.35 |
| 2026-07-16 | 45 | $25.28 |
| 2026-07-15 | 42 | $25.26 |
| 2026-07-14 | 455 | $25.26 |
| 2026-07-13 | 556 | $25.35 |
| 2026-07-10 | 1,974 | $25.35 |
| 2026-07-09 | 2,258 | $25.30 |
| 2026-07-08 | 3,009 | $25.35 |
| 2026-07-07 | 113 | $25.27 |
| 2026-07-06 | 173 | $25.43 |
| 2026-06-30 | 100 | $25.40 |
| 2026-06-29 | 733 | $25.40 |
| 2026-06-26 | 1,402 | $25.40 |
| 2026-06-25 | 1,945 | $25.27 |
| 2026-06-24 | 1,579 | $25.26 |
| 2026-06-23 | 2,508 | $25.24 |
| 2026-06-22 | 299 | $25.17 |
| 2026-06-18 | 299 | $25.21 |
| 2026-06-17 | 680 | $25.29 |
| 2026-06-10 | 1,800 | $25.10 |
| 2026-06-09 | 287 | $25.12 |
| 2026-06-08 | 391 | $25.04 |
| 2026-06-05 | 24 | $25.15 |
| 2026-06-03 | 103 | $25.12 |
| 2026-05-28 | 666 | $25.25 |
| 2026-05-27 | 762 | $25.38 |
| 2026-05-13 | 311 | $25.42 |
| 2026-05-12 | 311 | $25.42 |
| 2026-05-08 | 152 | $25.22 |
| 2026-05-07 | 368 | $25.33 |
| 2026-05-05 | 25 | $25.15 |
| 2026-05-04 | 163 | $25.20 |
| 2026-04-24 | 17 | $25.04 |
| 2026-04-23 | 644 | $25.28 |
| 2026-04-16 | 414 | $25.24 |
| 2026-04-07 | 27 | $25.12 |
| 2026-04-06 | 727 | $25.09 |
| 2026-04-02 | 657 | $25.10 |
| 2026-03-30 | 701 | $25.08 |
| 2026-03-27 | 3,494 | $25.10 |
| 2026-03-19 | 1,313 | $25.08 |
| 2026-03-18 | 567 | $24.99 |
| 2026-03-17 | 645 | $25.13 |
| 2026-03-16 | 1,631 | $25.04 |
| 2026-03-13 | 200 | $25.11 |
| 2026-03-11 | 352 | $25.08 |
| 2026-03-10 | 552 | $25.06 |
| 2026-03-09 | 2,089 | $25.01 |
| 2026-02-03 | 168 | $25.00 |
| 2026-01-27 | 301 | $25.30 |
| 2026-01-22 | 350 | $25.30 |
| 2026-01-21 | 1,522 | $25.30 |
| 2026-01-20 | 1,722 | $25.38 |
| 2026-01-16 | 3,020 | $25.28 |
| 2026-01-15 | 1,592 | $25.33 |
| 2026-01-14 | 359 | $25.37 |
| 2026-01-13 | 1,168 | $25.35 |
| 2026-01-12 | 2,095 | $25.33 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 92535C609 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.