Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 98400T106
Over the rolling 12-month window, securities of XAI OCTAGON FLOATING RATE & AL failed to deliver in the NSCC's Continuous Net Settlement system on 15 settlement days, totaling 56,256 fail shares and peaking at 19,806 shares on 2025-10-01. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-03-23 | 289 | $3.18 |
| 2026-03-17 | 18 | $3.24 |
| 2026-03-13 | 3,334 | $3.31 |
| 2026-03-05 | 469 | $3.29 |
| 2026-02-10 | 1 | $4.14 |
| 2025-12-31 | 6,786 | $4.75 |
| 2025-12-15 | 224 | $4.60 |
| 2025-12-10 | 308 | $4.62 |
| 2025-10-01 | 19,806 | $5.30 |
| 2025-09-19 | 1,785 | $5.31 |
| 2025-09-16 | 7,203 | $5.70 |
| 2025-09-11 | 3,672 | $5.63 |
| 2025-07-07 | 68 | $5.69 |
| 2025-06-06 | 8,585 | $5.73 |
| 2025-06-02 | 3,708 | $5.79 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 98400T106 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.