Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 98400T205
Over the rolling 12-month window, securities of XAI OCTAGON FLOATING RATE & AL failed to deliver in the NSCC's Continuous Net Settlement system on 21 settlement days, totaling 6,666 fail shares and peaking at 2,143 shares on 2025-07-01. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-10-28 | 16 | $24.97 |
| 2025-10-24 | 536 | $24.98 |
| 2025-10-23 | 578 | $24.96 |
| 2025-10-22 | 1,216 | $24.96 |
| 2025-10-20 | 12 | $24.95 |
| 2025-10-02 | 129 | $25.10 |
| 2025-10-01 | 229 | $25.12 |
| 2025-09-30 | 201 | $25.12 |
| 2025-09-29 | 18 | $25.21 |
| 2025-09-24 | 22 | $25.21 |
| 2025-09-23 | 27 | $25.19 |
| 2025-09-22 | 101 | $25.20 |
| 2025-09-19 | 101 | $25.20 |
| 2025-09-15 | 101 | $25.23 |
| 2025-07-24 | 538 | $25.02 |
| 2025-07-23 | 65 | $25.00 |
| 2025-07-22 | 465 | $25.00 |
| 2025-07-01 | 2,143 | $25.24 |
| 2025-06-25 | 128 | $25.19 |
| 2025-06-20 | 20 | $25.13 |
| 2025-06-18 | 20 | $25.16 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 98400T205 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.