Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 98400T304
Over the rolling 12-month window, securities of XAI OCTAGON FLOATING RATE & AL failed to deliver in the NSCC's Continuous Net Settlement system on 9 settlement days, totaling 54,270 fail shares and peaking at 36,153 shares on 2026-03-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 1,637 | $18.84 |
| 2026-10-13 | 4,936 | $18.89 |
| 2026-09-16 | 321 | $19.13 |
| 2026-08-26 | 608 | $19.46 |
| 2026-08-14 | 1,921 | $19.28 |
| 2026-08-05 | 10 | $18.80 |
| 2026-07-29 | 142 | $18.70 |
| 2026-07-28 | 323 | $18.35 |
| 2026-07-22 | 2,394 | $17.46 |
| 2026-07-17 | 1 | $17.42 |
| 2026-07-10 | 844 | $17.91 |
| 2026-06-24 | 2,400 | $17.17 |
| 2026-06-23 | 2,400 | $17.18 |
| 2026-06-15 | 2,304 | $17.93 |
| 2026-06-03 | 844 | $18.48 |
| 2026-05-07 | 1,699 | $19.00 |
| 2026-05-05 | 913 | $18.65 |
| 2026-04-07 | 3 | $16.86 |
| 2026-04-06 | 550 | $16.75 |
| 2026-03-27 | 2,747 | $17.02 |
| 2026-03-26 | 2,378 | $16.32 |
| 2026-03-25 | 131 | $15.76 |
| 2026-03-24 | 9,696 | $15.70 |
| 2026-03-23 | 36,153 | $15.90 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 98400T304 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.