Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 98419J404
Over the rolling 12-month window, securities of XOMA ROYALTY CRP DEP REPSTG 1/ failed to deliver in the NSCC's Continuous Net Settlement system on 86 settlement days, totaling 457,184 fail shares and peaking at 143,747 shares on 2025-12-08. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-07-06 | 1,151 | $24.95 |
| 2026-06-30 | 79 | $25.44 |
| 2026-06-16 | 322 | $25.40 |
| 2026-06-04 | 65 | $25.36 |
| 2026-06-02 | 324 | $25.35 |
| 2026-05-26 | 37 | $25.33 |
| 2026-05-13 | 89 | $25.23 |
| 2026-05-04 | 127 | $25.22 |
| 2026-04-28 | 17 | $25.13 |
| 2026-04-02 | 357 | $26.07 |
| 2026-04-01 | 328 | $25.75 |
| 2026-03-31 | 407 | $25.70 |
| 2026-03-30 | 42 | $25.61 |
| 2026-03-27 | 76 | $25.60 |
| 2026-03-06 | 75 | $25.45 |
| 2026-03-05 | 93 | $25.45 |
| 2026-03-04 | 252 | $25.41 |
| 2026-03-03 | 366 | $25.33 |
| 2026-03-02 | 171 | $25.47 |
| 2026-02-27 | 522 | $25.36 |
| 2026-02-26 | 710 | $25.34 |
| 2026-02-25 | 154 | $25.42 |
| 2026-02-19 | 201 | $25.30 |
| 2026-02-18 | 602 | $25.31 |
| 2026-02-02 | 96 | $25.40 |
| 2026-01-26 | 99 | $25.31 |
| 2026-01-23 | 290 | $25.30 |
| 2026-01-12 | 298 | $25.35 |
| 2026-01-06 | 221 | $25.34 |
| 2025-12-30 | 36 | $25.46 |
| 2025-12-24 | 19 | $25.53 |
| 2025-12-16 | 1,719 | $25.59 |
| 2025-12-15 | 1,830 | $25.56 |
| 2025-12-12 | 77 | $25.45 |
| 2025-12-11 | 184 | $25.40 |
| 2025-12-09 | 143,374 | $25.51 |
| 2025-12-08 | 143,747 | $25.44 |
| 2025-12-05 | 140,000 | $25.24 |
| 2025-12-04 | 100 | $25.40 |
| 2025-12-03 | 312 | $25.37 |
| 2025-11-19 | 2,079 | $25.35 |
| 2025-11-18 | 2,559 | $25.39 |
| 2025-11-14 | 74 | $25.28 |
| 2025-11-13 | 51 | $25.34 |
| 2025-11-03 | 863 | $25.32 |
| 2025-10-28 | 209 | $25.40 |
| 2025-10-27 | 172 | $25.33 |
| 2025-10-24 | 671 | $25.55 |
| 2025-10-23 | 18 | $25.34 |
| 2025-10-22 | 180 | $25.34 |
| 2025-10-21 | 186 | $25.47 |
| 2025-10-20 | 341 | $25.29 |
| 2025-10-17 | 429 | $25.29 |
| 2025-10-16 | 748 | $25.34 |
| 2025-10-15 | 826 | $25.17 |
| 2025-10-03 | 7 | $25.75 |
| 2025-10-02 | 5 | $25.62 |
| 2025-09-18 | 319 | $25.60 |
| 2025-09-17 | 199 | $25.55 |
| 2025-09-16 | 22 | $25.55 |
| 2025-09-12 | 73 | $25.55 |
| 2025-09-10 | 12 | $25.43 |
| 2025-09-09 | 339 | $25.52 |
| 2025-09-08 | 1,047 | $25.50 |
| 2025-09-05 | 590 | $25.47 |
| 2025-09-04 | 11 | $25.49 |
| 2025-09-03 | 65 | $25.39 |
| 2025-08-25 | 137 | $25.34 |
| 2025-08-19 | 39 | $25.35 |
| 2025-08-18 | 39 | $25.35 |
| 2025-08-15 | 15 | $25.37 |
| 2025-08-14 | 85 | $25.58 |
| 2025-08-13 | 155 | $25.44 |
| 2025-07-11 | 298 | $25.60 |
| 2025-07-10 | 1,317 | $25.65 |
| 2025-07-09 | 1,140 | $25.38 |
| 2025-07-02 | 411 | $25.46 |
| 2025-07-01 | 709 | $25.39 |
| 2025-06-30 | 70 | $25.40 |
| 2025-06-18 | 99 | $25.34 |
| 2025-06-17 | 899 | $25.24 |
| 2025-06-16 | 832 | $25.34 |
| 2025-06-13 | 434 | $25.34 |
| 2025-06-12 | 134 | $25.27 |
| 2025-06-10 | 71 | $25.37 |
| 2025-06-09 | 38 | $25.30 |
| 2025-06-06 | 71 | $25.36 |
| 2025-06-05 | 737 | $25.30 |
| 2025-06-04 | 19 | $25.35 |
| 2025-06-03 | 55 | $25.36 |
Showing 90 most recent of 91.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 98419J404 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.