Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 98888G204
Over the rolling 12-month window, securities of ZACKS TR SMALL-MID CAP ETF(DE) failed to deliver in the NSCC's Continuous Net Settlement system on 209 settlement days, totaling 680,171 fail shares and peaking at 39,299 shares on 2025-11-07. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 1,495 | $41.75 |
| 2026-10-13 | 270 | $41.67 |
| 2026-10-09 | 404 | $41.70 |
| 2026-10-08 | 631 | $41.64 |
| 2026-10-07 | 718 | $42.32 |
| 2026-10-06 | 1,017 | $42.12 |
| 2026-10-05 | 526 | $41.93 |
| 2026-10-01 | 178 | $40.93 |
| 2026-09-30 | 1,823 | $41.20 |
| 2026-09-29 | 587 | $41.17 |
| 2026-09-28 | 279 | $41.48 |
| 2026-09-25 | 9 | $41.23 |
| 2026-09-24 | 1 | $41.18 |
| 2026-09-23 | 595 | $41.48 |
| 2026-09-22 | 409 | $41.39 |
| 2026-09-21 | 1,567 | $41.13 |
| 2026-09-18 | 521 | $41.14 |
| 2026-09-17 | 661 | $40.96 |
| 2026-09-16 | 2,358 | $40.93 |
| 2026-09-15 | 882 | $41.20 |
| 2026-09-14 | 81 | $41.66 |
| 2026-09-11 | 805 | $41.21 |
| 2026-09-10 | 810 | $41.56 |
| 2026-09-09 | 1,323 | $41.92 |
| 2026-09-08 | 751 | $42.18 |
| 2026-09-04 | 507 | $41.93 |
| 2026-09-03 | 502 | $41.60 |
| 2026-09-02 | 2 | $41.42 |
| 2026-09-01 | 1,035 | $41.97 |
| 2026-08-31 | 6,020 | $42.16 |
| 2026-08-28 | 2,445 | $42.61 |
| 2026-08-27 | 837 | $42.51 |
| 2026-08-26 | 1,237 | $42.26 |
| 2026-08-25 | 690 | $42.28 |
| 2026-08-24 | 826 | $42.61 |
| 2026-08-21 | 2,709 | $42.41 |
| 2026-08-20 | 2,588 | $42.81 |
| 2026-08-19 | 495 | $43.31 |
| 2026-08-18 | 217 | $44.25 |
| 2026-08-14 | 4,785 | $43.84 |
| 2026-08-13 | 17,012 | $43.63 |
| 2026-08-12 | 14,390 | $43.11 |
| 2026-08-11 | 1,752 | $42.96 |
| 2026-08-10 | 834 | $43.19 |
| 2026-08-07 | 2,654 | $42.89 |
| 2026-08-06 | 3,219 | $43.24 |
| 2026-08-05 | 1,830 | $43.47 |
| 2026-08-04 | 488 | $42.69 |
| 2026-07-31 | 842 | $42.05 |
| 2026-07-30 | 939 | $41.19 |
| 2026-07-28 | 563 | $42.26 |
| 2026-07-27 | 1,102 | $42.38 |
| 2026-07-24 | 1,646 | $42.66 |
| 2026-07-23 | 731 | $42.85 |
| 2026-07-22 | 1,095 | $43.07 |
| 2026-07-21 | 1,543 | $42.40 |
| 2026-07-20 | 1,283 | $42.58 |
| 2026-07-17 | 2,506 | $42.81 |
| 2026-07-16 | 3,827 | $43.06 |
| 2026-07-15 | 923 | $43.25 |
| 2026-07-13 | 205 | $43.41 |
| 2026-07-10 | 375 | $43.47 |
| 2026-07-08 | 35 | $42.89 |
| 2026-07-07 | 664 | $43.67 |
| 2026-07-06 | 1,271 | $43.21 |
| 2026-07-02 | 1,393 | $44.18 |
| 2026-07-01 | 753 | $44.62 |
| 2026-06-29 | 49 | $43.77 |
| 2026-06-26 | 52 | $44.30 |
| 2026-06-25 | 19,704 | $43.76 |
| 2026-06-24 | 20,143 | $43.57 |
| 2026-06-23 | 3,805 | $44.19 |
| 2026-06-22 | 1,260 | $43.80 |
| 2026-06-18 | 1,011 | $43.02 |
| 2026-06-17 | 1,234 | $43.52 |
| 2026-06-16 | 850 | $43.73 |
| 2026-06-15 | 1,118 | $43.26 |
| 2026-06-12 | 484 | $42.80 |
| 2026-06-11 | 420 | $41.56 |
| 2026-06-10 | 2,811 | $42.09 |
| 2026-06-09 | 659 | $42.15 |
| 2026-06-08 | 15,073 | $42.05 |
| 2026-06-05 | 15,842 | $43.23 |
| 2026-06-04 | 26,144 | $42.83 |
| 2026-06-03 | 3,993 | $43.19 |
| 2026-06-02 | 3,899 | $42.79 |
| 2026-06-01 | 918 | $42.65 |
| 2026-05-29 | 1,075 | $42.60 |
| 2026-05-28 | 607 | $42.67 |
| 2026-05-27 | 650 | $42.79 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 98888G204 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.