Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP G3156P103
Over the rolling 12-month window, securities of ASA GOLD AND PRECIOUS METALS L failed to deliver in the NSCC's Continuous Net Settlement system on 33 settlement days, totaling 37,407 fail shares and peaking at 7,928 shares on 2025-10-08. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-23 | 15,406 | $59.53 |
| 2026-09-17 | 20,600 | $57.25 |
| 2026-08-10 | 136 | $57.79 |
| 2026-08-07 | 181 | $54.63 |
| 2026-07-23 | 1,704 | $51.60 |
| 2026-07-10 | 800 | $52.09 |
| 2026-07-07 | 50 | $54.60 |
| 2026-07-06 | 136 | $54.48 |
| 2026-06-30 | 99 | $52.66 |
| 2026-06-26 | 57 | $52.91 |
| 2026-06-24 | 172 | $56.03 |
| 2026-06-18 | 96 | $59.34 |
| 2026-06-17 | 115 | $61.36 |
| 2026-06-10 | 432 | $54.56 |
| 2026-06-05 | 307 | $62.24 |
| 2026-05-18 | 600 | $64.74 |
| 2026-05-15 | 96 | $69.66 |
| 2026-05-01 | 2 | $64.05 |
| 2026-04-30 | 2 | $62.00 |
| 2026-04-06 | 88 | $63.19 |
| 2026-04-02 | 10 | $64.94 |
| 2026-03-31 | 689 | $57.77 |
| 2026-03-30 | 671 | $58.51 |
| 2026-03-04 | 908 | $74.79 |
| 2026-02-13 | 602 | $68.22 |
| 2026-02-09 | 342 | $66.02 |
| 2026-02-04 | 726 | $67.31 |
| 2026-01-27 | 5,000 | $73.05 |
| 2026-01-21 | 525 | $66.57 |
| 2026-01-05 | 1,919 | $58.25 |
| 2025-12-30 | 8 | $59.39 |
| 2025-11-25 | 750 | $48.26 |
| 2025-11-24 | 199 | $45.99 |
| 2025-11-21 | 20 | $46.05 |
| 2025-11-18 | 12 | $46.88 |
| 2025-11-05 | 295 | $44.08 |
| 2025-10-22 | 5,455 | $44.80 |
| 2025-10-15 | 5,948 | $50.11 |
| 2025-10-08 | 7,928 | $46.59 |
| 2025-09-09 | 970 | $40.47 |
| 2025-08-20 | 542 | $34.04 |
| 2025-08-19 | 100 | $34.65 |
| 2025-08-18 | 23 | $34.53 |
| 2025-08-14 | 52 | $35.09 |
| 2025-08-13 | 52 | $35.26 |
| 2025-06-26 | 1,100 | $31.45 |
| 2025-06-10 | 670 | $33.51 |
| 2025-06-06 | 1,103 | $34.46 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP G3156P103 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.