# In the Matter of UBS Financial Services Inc.
> FinCEN enforcement action `2026-02` · 2026-08-03 · Securities and Futures
## Action
- **Matter Number:** 2026-02
- **Party:** UBS Financial Services Inc.
- **Financial Institution Type:** Securities and Futures
- **Release Date:** 2026-08-03
- **Consent Order PDF:** [https://www.fincen.gov/system/files/2026-07/UBS-Consent-Order.pdf](https://www.fincen.gov/system/files/2026-07/UBS-Consent-Order.pdf)
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*Source: [FinCEN Enforcement Actions](https://www.fincen.gov/news/enforcement-actions) · MORVS · CC0 1.0*