# SEC Exchange Act of 1934 order 34-102224, IA-6825
> Respondent: **LPL Financial LLC** · — · File 3-22422
## Proceeding
- **Release Number:** 34-102224, IA-6825
- **Act:** Exchange Act of 1934
- **File Number:** 3-22422
- **Publish Date:** —
## Respondents
- LPL Financial LLC
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2025/34-102224.pdf](https://www.sec.gov/files/litigation/admin/2025/34-102224.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · MORVS · CC0 1.0*