# SEC Exchange Act of 1934 order 34-38714,33-7421
> Respondent: **Aubrey O'Connor, Rick Pierson, James Winter, Gregory Bowen and Kenneth Ward Lillian A. McEwen, Administrative Law Judge** · 1997-06-04 · File 3-9327
## Proceeding
- **Release Number:** 34-38714,33-7421
- **Act:** Exchange Act of 1934
- **File Number:** 3-9327
- **Publish Date:** 1997-06-04
## Respondents
- Aubrey O'Connor, Rick Pierson, James Winter, Gregory Bowen and Kenneth Ward Lillian A. McEwen, Administrative Law Judge
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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · MORVS · CC0 1.0*