# SEC Exchange Act of 1934 order 34-71967, IA-3819
> Respondent: **Cain, Philip Mark** · 2014-04-17 · File 3-15548
## Proceeding
- **Release Number:** 34-71967, IA-3819
- **Act:** Exchange Act of 1934
- **File Number:** 3-15548
- **Publish Date:** 2014-04-17
## Respondents
- Cain, Philip Mark
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2014/34-71967.pdf](https://www.sec.gov/files/litigation/admin/2014/34-71967.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · MORVS · CC0 1.0*