# SEC Exchange Act of 1934 order 34-78021, IA-4415
> Respondent: **Morgan Stanley Smith Barney LLC** · 2016-06-08 · File 3-17280
## Proceeding
- **Release Number:** 34-78021, IA-4415
- **Act:** Exchange Act of 1934
- **File Number:** 3-17280
- **Publish Date:** 2016-06-08
## Respondents
- Morgan Stanley Smith Barney LLC
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2016/34-78021.pdf](https://www.sec.gov/files/litigation/admin/2016/34-78021.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · MORVS · CC0 1.0*