# SEC Investment Advisers Act of 1940 order IA-5450, IC-33806
> Respondent: **Steven E. Fishman** · — · File 3-19713
## Proceeding
- **Release Number:** IA-5450, IC-33806
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-19713
- **Publish Date:** —
## Respondents
- Steven E. Fishman
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2020/ia-5450.pdf](https://www.sec.gov/files/litigation/admin/2020/ia-5450.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · MORVS · CC0 1.0*