LR-16881 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

Jerome E. Rosen, Diversified Corporate Consulting Group,Joseph D. Radcliffe, William A. Calvo III, Wall Street Management Group,Robert Ciofalo, Calvin Moore, Thomas Clines, Heidi DeConde Clines, AndKathleen Connell

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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