LR-19975 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

Gary Bell, Joseph Grendys, Anthony Holohan, and Michael Smith; Carl A. Allen; Donald Childers; John Crowder; Chris Jakubek; John King; Steve LeBarron; Patrick Penderghast; Frank Riggio; and Richard Vecchia

Related filings

and Michael Smith , Complaint: Carl A. Allen , Complaint: Donald Childers , Complaint: John Crowder , Complaint: Chris Jakubek , Complaint: John King , Complaint: Steve LeBarron , Complaint: Patrick Penderghast , Complaint: Frank Riggio , Complaint: Richard Vecchia

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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