{"url_path":"/sec/asth/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 EXHIBITS","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-08","source_url":"https://www.sec.gov/Archives/edgar/data/1083446/0001193125-26-213157-index.html","accession_number":"0001193125-26-213157","cik":"0001083446","ticker":"ASTH","issuer_name":"Astrana Health, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1083446/0001193125-26-213157-index.html","primary_entity_key":"0001083446","primary_entity_name":"Astrana Health, Inc."},"word_count":731,"has_tables":true,"body_markdown":"ITEM 6. EXHIBITS\n\nThe following exhibits are either incorporated by reference into or filed or furnished with this Quarterly Report on Form 10-Q, as indicated below.\n\nExhibit\n\nNo.\n\n \n\nDescription\n\n \n\n \n\n \n\n2.1†\n\n \n\n[Agreement and Plan of Merger, dated December 21, 2016, among Astrana Health, Inc. (f/k/a Apollo Medical Holdings, Inc.), Astrana Health Management, Inc. (f/k/a Network Medical Management, Inc.), Apollo Acquisition Corp., and Kenneth Sim, M.D. (incorporated herein by reference to Annex A to the joint proxy statement/prospectus filed pursuant to Rule 424(b)(3) on November 15, 2017, that is a part of a Registration Statement on Form S-4)](https://www.sec.gov/Archives/edgar/data/1083446/000114420417059199/tv479301_424b3.htm#a_annexa)\n\n \n\n \n\n \n\n2.2\n\n \n\n[Amendment to the Agreement and Plan of Merger, dated March 30, 2017, among Astrana Health, Inc. (f/k/a Apollo Medical Holdings, Inc.), Astrana Health Management, Inc. (f/k/a Network Medical Management, Inc.), Apollo Acquisition Corp., and Kenneth Sim, M.D. (incorporated herein by reference to Annex A to the joint proxy statement/prospectus filed pursuant to Rule 424(b)(3) on November 15, 2017 that is a part of a Registration Statement on Form S-4)](https://www.sec.gov/Archives/edgar/data/1083446/000114420417059199/tv479301_424b3.htm#a_annexa)\n\n \n\n \n\n \n\n2.3\n\n \n\n[Amendment No. 2 to the Agreement and Plan of Merger, dated October 17, 2017, among Astrana Health, Inc. (f/k/a Apollo Medical Holdings, Inc.), Astrana Health Management, Inc. (f/k/a Network Medical Management, Inc.), Apollo Acquisition Corp. and Kenneth Sim, M.D. (incorporated herein by reference to Annex A to the joint proxy statement/prospectus filed pursuant to Rule 424(b)(3) on November 15, 2017 that is a part of a Registration Statement on Form S-4)](https://www.sec.gov/Archives/edgar/data/1083446/000114420417059199/tv479301_424b3.htm)\n\n \n\n \n\n \n\n2.4†\n\n \n\n[Asset and Equity Purchase Agreement, dated November 8, 2024, by and among Astrana Health, Inc., PHP Holdings, LLC, PHS Holdings, LLC, Prospect Intermediate Holdings, LLC, each of the entities set forth on Schedule C of the agreement, and Prospect Medical Holdings, Inc. (incorporated herein by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed on November 8, 2024)](https://www.sec.gov/Archives/edgar/data/1083446/000110465924115969/tm2427779d2_ex2-1.htm)\n\n \n\n \n\n \n\n3.1\n\n \n\n[Restated Certificate of Incorporation (incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on January 21, 2015)](https://www.sec.gov/Archives/edgar/data/1083446/000114420415002897/v398912_ex3-1.htm)\n\n \n\n \n\n \n\n3.2\n\n \n\n[Certificate of Amendment of Restated Certificate of Incorporation (incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on April 27, 2015)](https://www.sec.gov/Archives/edgar/data/1083446/000114420415025170/v408340_ex3-1.htm)\n\n \n\n \n\n \n\n3.3\n\n \n\n[Certificate of Amendment of Restated Certificate of Incorporation (incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on December 13, 2017)](https://www.sec.gov/Archives/edgar/data/1083446/000114420417063540/tv481301_ex3-1.htm)\n\n \n\n \n\n \n\n3.4\n\n \n\n[Certificate of Amendment of Restated Certificate of Incorporation (incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 21, 2018)](https://www.sec.gov/Archives/edgar/data/1083446/000114420418035195/tv496923_ex3-1.htm)\n\n \n\n \n\n \n\n3.5\n\n \n\n[Certificate of Amendment of Restated Certificate of Incorporation (effective February 26, 2024) (incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on January 26, 2024)](https://www.sec.gov/Archives/edgar/data/1083446/000110465924006988/tm244161d1_ex3-1.htm)\n\n \n\n \n\n \n\n3.6\n\n \n\n[Certificate of Amendment of Restated Certificate of Incorporation (effective June 13, 2024) (incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 13, 2024)](https://www.sec.gov/Archives/edgar/data/1083446/000110465924071275/tm2416686d1_ex3-1.htm)\n\n \n\n \n\n \n\n3.7\n\n \n\n[Amended and Restated By-laws (effective February 28, 2024) (incorporated herein by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on February 29, 2024)](https://www.sec.gov/Archives/edgar/data/1083446/000110465924028972/tm247268d2_ex3-1.htm)\n\n \n\n \n\n \n\n31.1*\n\n \n\n[Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](asth-ex31_1.htm)\n\n51\n\n[Table of Contents](#table_of_contents)\n\n \n\n \n\n \n\n31.2*\n\n \n\n[Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002](asth-ex31_2.htm)\n\n \n\n \n\n \n\n32**\n\n \n\n[Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002](asth-ex32.htm)\n\n \n\n \n\n \n\n101.INS*\n\n \n\nInline XBRL Instance Document\n\n \n\n \n\n \n\n101.SCH*\n\n \n\nInline XBRL Taxonomy Extension Schema with Embedded Linkbase Documents\n\n \n\n \n\n \n\n104*\n\n \n\nCover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)\n\n* Filed herewith.\n\n** Furnished herewith.\n\n+ Management contract or compensatory plan, contract or arrangement.\n\n† Certain of the exhibits and schedules to this exhibit have been omitted in accordance with Regulation S-K Item 601(a)(5). The Company agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.\n\n52\n\n[Table of Contents](#table_of_contents)\n\nSIGNATURES\n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\n \n\n \n\nASTRANA HEALTH, INC.\n\n \n\n \n\n \n\nMay 8, 2026\n\nBy:\n\n/s/ Brandon K. Sim\n\n \n\n \n\nBrandon K. Sim, M.S.\n\nChief Executive Officer and President\n\n(Principal Executive Officer)\n\n \n\n \n\n \n\nMay 8, 2026\n\nBy:\n\n/s/ Chandan Basho\n\n \n\n \n\nChandan Basho, M.B.A.\n\nChief Financial and Operating Officer\n\n(Principal Financial Officer)\n\n \n\n53"}