{"url_path":"/sec/ater/10-q/2026/item-5","section_key":"item-5","section_title":"Item 5 Other Information.**","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-15","source_url":"https://www.sec.gov/Archives/edgar/data/1757715/0001437749-26-017437-index.html","accession_number":"0001437749-26-017437","cik":"0001757715","ticker":"ATER","issuer_name":"Aterian, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1757715/0001437749-26-017437-index.html","primary_entity_key":"0001757715","primary_entity_name":"Aterian, Inc."},"word_count":407,"has_tables":true,"body_markdown":"**Item 5. Other Information.**\n\n \n\nRule *10b5*-*1* Trading Plans. During the *three* months ended *March 31, 2026*, no director or officer of the Company adopted or terminated a “Rule *10b5*-*1* trading arrangement” or “non-Rule *10b5*-*1* trading arrangement,” as each term is defined in Item *408*(a) of Regulation S-K.\n\n   \n\n \n\n \n\n38\n\n[Table of Contents](#toc)\n\n \n\n**6. Exhibits.**\n\n \n\n \n \n \n\n \n\n \n\n**Incorporated by Reference**\n\n**Exhibit**\n\n**Number**\n\n \n \n\n**Description**\n\n \n\n**Form**\n\n \n\n**File Number**\n\n \n\n**Filing Date**\n\n \n\n**Exhibit**\n\n \n \n \n \n \n \n \n \n \n \n \n \n\n10.1+\n\n \n \n[Asset Purchase Agreement, dated as of April 27, 2026, by and between Aterian, Inc. and Trademark Global, LLC](http://www.sec.gov/Archives/edgar/data/1757715/000143774926013884/ex_951952.htm)\n \n8-K\n \n001-38937\n \n4/29/2026\n \n10.1\n\n \n \n \n \n \n \n \n \n \n \n \n \n\n10.2+\n \n \n[Securities Purchase Agreement, dated as of April 27, 2026, by and between Aterian, Inc. and David Lazar](http://www.sec.gov/Archives/edgar/data/1757715/000143774926013884/ex_951953.htm)\n \n8-K\n \n001-38937\n \n4/29/2026\n \n10.2\n\n \n \n \n \n \n \n \n \n \n \n \n \n\n10.3+\n \n \n[Amendment No. 5 to that certain Credit and Security Agreement, dated as March 13, 2026, by and Aterian, Inc. and its subsidiaries party thereto as “Credit Parties,” the lenders party thereto from time to time and Midcap Funding IV Trust, as administrative agent.](http://www.sec.gov/Archives/edgar/data/1757715/000143774926008614/ex_933149.htm)\n \n8-K\n \n001-38937\n \n3/17/2026\n \n10.1\n\n \n \n \n \n \n \n \n \n \n \n \n \n\n31.1*\n \n \n[Certifications of the Principal Executive Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934.](ex_902578.htm)\n \n \n \n \n \n \n \n \n\n \n \n \n \n \n \n \n \n \n \n \n \n\n31.2*\n\n \n \n\n[Certifications of the Principal Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934.](ex_902579.htm)\n\n \n \n \n \n \n \n \n \n\n \n \n \n \n \n \n \n \n \n \n \n \n\n32.1**\n\n \n \n\n[Certifications of the Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](ex_902580.htm)\n\n \n \n \n \n \n \n \n \n\n \n \n \n \n \n \n \n \n \n \n \n \n\n101.INS\n\n \n \n\nInline XBRL Instance Document\n\n \n \n \n \n \n \n \n \n\n \n \n \n \n \n \n \n \n \n \n \n \n\n101.SCH\n\n \n \n\nInline XBRL Taxonomy Extension Schema Document\n\n \n \n \n \n \n \n \n \n\n \n \n \n \n \n \n \n \n \n \n \n \n\n101.CAL\n\n \n \n\nInline XBRL Taxonomy Extension Calculation Linkbase Document\n\n \n \n \n \n \n \n \n \n\n \n \n \n \n \n \n \n \n \n \n \n \n\n101.DEF\n\n \n \n\nInline XBRL Taxonomy Extension Definition Linkbase Document\n\n \n \n \n \n \n \n \n \n\n \n \n \n \n \n \n \n \n \n \n \n \n\n101.LAB\n\n \n \n\nInline XBRL Taxonomy Extension Label Linkbase Document\n\n \n \n \n \n \n \n \n \n\n \n \n \n \n \n \n \n \n \n \n \n \n\n101.PRE\n\n \n \n\nInline XBRL Taxonomy Extension Presentation Linkbase Document\n\n \n \n \n \n \n \n \n \n \n \n \n \n\n 104\n\n \n \n\nCover Page Interactive Data File (embedded within the Inline XBRL)\n\n \n\n* Filed herewith.\n\n** Furnished herewith.\n\n# Indicates management contract or compensatory plan or arrangement.\n\n+ Non-material schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company hereby undertakes to furnish supplemental copies of any of the omitted schedules and exhibits upon request by the Securities and Exchange Commission.\n\n \n\n39\n\n[Table of Contents](#toc)\n\n \n\n**SIGNATURES**\n\n \n\nPursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Quarterly Report on Form 10-Q to be signed on its behalf by the undersigned thereunto duly authorized.\n\n \n\n \n\n**ATERIAN, INC.**\n\n \n \n \n\nDate: May 15, 2026\n\nBy:\n\n/s/ Arturo Rodriguez\n\n \n \nArturo Rodriguez\n\n \n \n\nChief Executive Office*r*\n\n \n \n\n*(Principal Executive Officer)*\n\n \n \n \n\nDate: May 15, 2026\n\nBy:\n\n/s/ Joshua Feldman\n\n \n \nJoshua Feldman\n\n \n \n\nChief Financial Officer\n\n*(Principal Financial Officer)*\n\n \n\n \n\n40"}