{"url_path":"/sec/kitt/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 EXHIBITS","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-14","source_url":"https://www.sec.gov/Archives/edgar/data/1849820/0001849820-26-000090-index.html","accession_number":"0001849820-26-000090","cik":"0001849820","ticker":"KITT","issuer_name":"Nauticus Robotics, Inc.","edgar_url":"https://www.sec.gov/Archives/edgar/data/1849820/0001849820-26-000090-index.html","primary_entity_key":"0001849820","primary_entity_name":"Nauticus Robotics, Inc."},"word_count":473,"has_tables":true,"body_markdown":"ITEM 6. EXHIBITS\n\nIncorporated by Reference\n\nExhibit DescriptionSchedule/\n FormFile\n NumberExhibitsFiling Date\n\n3.1\n[Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc.](https://www.sec.gov/Archives/edgar/data/1849820/000121390022056286/ea165514ex3-5_nautics.htm)\nForm 8-K001-406113.1September 15, 2022\n\n3.2\n[Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc.](https://www.sec.gov/ix?doc=/Archives/edgar/data/1849820/000184982024000177/kitt-20240718.htm)\nForm 8-K001-406113.2July 18, 2024\n\n3.3\n[Certificate of Designations of Rights and Preferences of Series A Convertible Preferred Stock of Nauticus Robotics, Inc.](https://www.sec.gov/Archives/edgar/data/1849820/000184982024000292/finalversionfordesosfili.htm)\nForm 8-K 001-406113.3December 27, 2024\n\n3.4\n[Certificate of Designations of Rights and Preferences of Series B Convertible Preferred Stock of Nauticus Robotics, Inc.](https://www.sec.gov/Archives/edgar/data/1849820/000184982025000191/nauticus-codseriesbv6red.htm)\nForm 8-K001-406113.1August 7, 2025\n\n3.5\n[Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc.](https://www.sec.gov/Archives/edgar/data/1849820/000184982025000227/certificateofamendmentre.htm)\nForm 8-K001-406113.1September 2, 2025\n\n3.6\n[Certificate of Designations of Rights and Preferences of Series C Convertible Preferred Stock of Nauticus Robotics, Inc.](https://www.sec.gov/Archives/edgar/data/1849820/000184982025000296/nauticus-codseriescv3.htm)\nForm 8-K001-406113.1December 3, 2025\n\n3.7\n[Certificate of Correction (Series A CoD) 2026](https://www.sec.gov/Archives/edgar/data/1849820/000184982026000051/kitt-20251231xex39.htm)\nForm 10-K001-406113.9April 15, 2026\n\n3.8\n[Certificate of Corrections (Series B CoD) 2026](https://www.sec.gov/Archives/edgar/data/1849820/000184982026000051/kitt-20251231xex310.htm)\nForm 10-K001-406113.10April 15, 2026\n\n3.9\n[Certificate of Corrections (Series C CoD) 202](https://www.sec.gov/Archives/edgar/data/1849820/000184982026000051/kitt-20251231xex311.htm)[6](https://www.sec.gov/Archives/edgar/data/1849820/000184982026000051/kitt-20251231xex311.htm)\nForm 10-K001-406113.11April 15, 2026\n\n3.10\n[Amended and Restated Bylaws of Nauticus Robotics Inc (as of May 11, 2023).](https://www.sec.gov/Archives/edgar/data/1849820/000121390023039366/ea178405ex3-1_nauticusrobo.htm)\nForm 8-K001-406113.1May 15, 2023\n\n3.11\n[Amendment No. 1 to the Amended and Restated By-laws of Nauticus Robotics. Inc.](https://www.sec.gov/Archives/edgar/data/1849820/000184982025000214/kitt-ex31toform8xkamendm.htm)\nForm 8-K001-406113.1August 19, 2025\n\n10.1\n[Securities Purchase Agreement, dated as of February 6, 2026, by and between Nauticus Robotics, Inc. and the investor party named therein](https://www.sec.gov/Archives/edgar/data/1849820/000184982026000007/nauticusrobotics-xsecuri.htm)\nForm 8-K001-4061110.1February 9, 2026\n\n10.2\n[Registration Rights Agreement, dated as of February 6, 2026, by and among Nauticus Robotics, Inc. and the investor party named therein](https://www.sec.gov/Archives/edgar/data/1849820/000184982026000007/kitt-registrationrightsa.htm)\nForm 8-K001-4061110.2February 9, 2026\n\n10.3+\n[Offer Letter dated March 26, 2026, by and between Nauticus Robotics, Inc. and Michael Ferrier](nauticusemploymentoffer-.htm)\n\n31.1+\n[Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](kitt-20260331x10qxex311.htm)\n\n31.2+\n[Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.](kitt-20260331x10qxex312.htm)\n\n32.1*\n[Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](kitt-20260331x10qxex321.htm)\n\n45\n\n[Table of Contents](kitt-20250630x10qxex312.htm)\n\n32.2*\n[Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.](kitt-20260331x10qxex322.htm)\n\n101.INSInline XBRL Instance Document.\n\n101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document.\n\n101.SCHInline XBRL Taxonomy Extension Schema Document.\n\n101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document.\n\n101.LABInline XBRL Taxonomy Extension Labels Linkbase Document.\n\n101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document.\n\n104.0Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).\n\n+ Filed herewith\n\n*Furnished herewith\n\n46\n\n[Table of Contents](kitt-20250630x10qxex312.htm)\n\nSIGNATURES\n\nPursuant to the requirements of the Exchange Act, the registrant has caused this report to be signed on its behalf by the undersigned thereunto duly authorized.\n\nNAUTICUS ROBOTICS, INC.\n\nBy:/s/ John W. Gibson, Jr.\n\nJohn W. Gibson, Jr.\n\nChief Executive Officer\n\n(Principal Executive Officer)\n\nDate:May 14, 2026\n\nBy:/s/ Jimena Begaries\n\nJimena Begaries\n\nInterim Chief Financial Officer\n\n(Principal Financial Officer)\n\nDate:May 14, 2026\n\n47"}