{"url_path":"/sec/ogen/10-q/2026/item-6","section_key":"item-6","section_title":"Item 6 **","topic":"sec","document":{"doc_type":"10-Q","doc_date":"2026-05-08","source_url":"https://www.sec.gov/Archives/edgar/data/1174940/0001493152-26-021967-index.html","accession_number":"0001493152-26-021967","cik":"0001174940","ticker":"OGEN","issuer_name":"ORAGENICS INC","edgar_url":"https://www.sec.gov/Archives/edgar/data/1174940/0001493152-26-021967-index.html","primary_entity_key":"0001174940","primary_entity_name":"ORAGENICS INC"},"word_count":477,"has_tables":true,"body_markdown":"**ITEM\n6.**\n**EXHIBITS**\n\n \n\nThe\nfollowing exhibits are filed herewith, and this list constitutes the exhibit index.\n\n \n\n**Exhibit\nNumber**\n \n**Exhibit\nDescription**\n \n**Form**\n \n**File\nNo.**\n \n**Exhibit\n\nNumber**\n \n**Filing\n\nDate**\n \n**Filed\n\nHerewith**\n\n3.1\n \n[Amended and Restated Articles of Incorporation as amended prior to December 29, 2017 (including certificates of designation of Series A, B and C Preferred Stock).](https://www.sec.gov/Archives/edgar/data/1174940/000119312517383512/d515789dex31.htm)\n \n8-K\n \n001-32188\n \n3.1\n \n12/29/17\n \n \n\n3.2\n \n[Articles of Amendment to Amended and Restated Articles of Incorporation dated effective December 29, 2017](https://www.sec.gov/Archives/edgar/data/1174940/000119312517383512/d515789dex32.htm).\n \n8-K\n \n001-32188\n \n3.2\n \n12/29/17\n \n \n\n3.3\n \n[Articles of Amendment to Amended and Restated Articles of Incorporation effective January 19, 2018.](https://www.sec.gov/Archives/edgar/data/1174940/000119312518014880/d481539dex31.htm)\n \n8-K\n \n001-32188\n \n3.1\n \n01/19/18\n \n \n\n3.4\n \n[Articles of Amendment to Amended and Restated Articles of Incorporation.](https://www.sec.gov/Archives/edgar/data/1174940/000119312518204110/d620404dex34.htm)\n \n8-K\n \n001-32188\n \n3.4\n \n06/26/18\n \n \n\n3.5\n \n[Articles of Amendment to Amended and Restated Articles of Incorporation.](https://www.sec.gov/Archives/edgar/data/1174940/000149315222005606/ex3-5.htm)\n \n8-K\n \n001-32188\n \n3.5\n \n02/28/22\n \n \n\n3.6\n \n[Articles of Amendment to Amended and Restated Articles of Incorporation](https://www.sec.gov/Archives/edgar/data/1174940/000149315223002194/ex3-1.htm)\n \n8-K\n \n001-32188\n \n3.1\n \n01/23/23\n \n \n\n3.7\n \n[Amendment to Articles of Incorporation to Increase Common Stock](https://www.sec.gov/Archives/edgar/data/1174940/000149315223045030/ex3-1.htm)\n \n8-K\n \n001-32188\n \n3.1\n \n12/15/23\n \n \n\n3.8\n \n[Amendment to Amended and Restated Articles of Incorporation](https://www.sec.gov/Archives/edgar/data/1174940/000164117225012596/ex3-1.htm)\n \n8-K\n \n001-32188\n \n3.1\n \n05/28/25\n \n \n\n3.9\n \n[Certificate of Designation for Series H Preferred Stock](https://www.sec.gov/Archives/edgar/data/1174940/000164117225017575/ex3-1.htm)\n \n8-K\n \n001-32188\n \n3.1\n \n07/02/25\n \n \n\n3.10\n \n[Bylaws](https://www.sec.gov/Archives/edgar/data/1174940/000100201402000328/exh3-2.htm)\n \nSB-2\n \n333-100568\n \n3.2\n \n10/16/02\n \n \n\n3.11\n \n[First Amendment to Bylaws](https://www.sec.gov/Archives/edgar/data/1174940/000114420410032516/v187786_ex3-1.htm)\n \n8-K\n \n001-32188\n \n3.1\n \n06/09/10\n \n \n\n3.12\n \n[Second Amendment to Bylaws](https://www.sec.gov/Archives/edgar/data/1174940/000119312510195605/dex31.htm)\n \n8-K\n \n001-32188\n \n3.1\n \n08/24/10\n \n \n\n3.13\n \n[Third Amendment to Bylaws](https://www.sec.gov/Archives/edgar/data/1174940/000149315222005606/ex3-9.htm)\n \n8-K\n \n001-32188\n \n3.9\n \n02/28/22\n \n \n\n4.1\n \n[Form of Series H Preferred Warrant.](https://www.sec.gov/Archives/edgar/data/1174940/000164117225017575/ex4-1.htm)\n \n8-K\n \n001-32188\n \n4.1\n \n07/02/25\n \n \n\n4.2\n \n[Warrant Agency Agreement.](https://www.sec.gov/Archives/edgar/data/1174940/000164117225017575/ex4-2.htm)\n \n \n \n001-32188\n \n4.2\n \n07/02/25\n \n \n\n10.1\n \n[Form of Securities Purchase Agreement](https://www.sec.gov/Archives/edgar/data/1174940/000164117225017575/ex10-1.htm)\n \n8-K\n \n001-32188\n \n10.1\n \n07/02/25\n \n \n\n10.2\n \n\n[Amendment to Sales Agreement, dated January 22, 2026, between Oragenics, Inc. and Dawson James Securities, Inc.](https://www.sec.gov/Archives/edgar/data/1174940/000149315226003237/ex1-2.htm)\n\n \n\n8-K\n\n \n\n001-32188\n\n \n\n1.2\n\n \n\n01/22/26\n\n \n \n\n31.1\n \n[Certification of Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934](ex31-1.htm)\n \n \n \n \n \n \n \n \n \nX\n\n31.2\n \n[Certification of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934](ex31-2.htm)\n \n \n \n \n \n \n \n \n \nX\n\n32.1\n \n[Certification of Chief Executive Officer pursuant to Section 1350](ex32-1.htm)\n \n \n \n \n \n \n \n \n \nX\n\n32.2\n \n[Certification of Chief Financial Officer pursuant to Section 1350](ex32-2.htm)\n \n \n \n \n \n \n \n \n \nX\n\n101.INS\n \nInline\nXBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within\nthe Inline XBRL document)\n \n \n \n \n \n \n \n \n \n \n\n101.SCH\n \nInline\nXBRL Taxonomy Extension Schema Document\n \n \n \n \n \n \n \n \n \nX\n\n101.CAL\n \nInline\nXBRL Taxonomy Extension Calculation Linkbase Document\n \n \n \n \n \n \n \n \n \nX\n\n101.DEF\n \nInline\nXBRL Taxonomy Extension Definition Linkbase Document\n \n \n \n \n \n \n \n \n \nX\n\n101.LAB\n \nInline\nXBRL Taxonomy Extension Label Linkbase Document\n \n \n \n \n \n \n \n \n \nX\n\n101.PRE\n \nInline\nXBRL Taxonomy Extension Presentation Linkbase Document\n \n \n \n \n \n \n \n \n \nX\n\n104\n \nCover\nPage Interactive Data File (formatted in iXBRL, and included in exhibit 101).\n \n \n \n \n \n \n \n \n \n \n\n \n\n22\n\n \n\n \n\n**SIGNATURE**\n\n \n\nPursuant\nto the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed\non its behalf by the undersigned, thereunto duly authorized, as of May 8, 2026.\n\n \n\n \n**ORAGENICS,\nINC.**\n\n \n \n \n\n \nBy:\n\n*/s/\nJanet Huffman*\n\n \n \nJanet\nHuffman\n\n \n \nChief\nFinancial Officer, Secretary, Treasurer, President, Chief Executive Officer\n\n \n \n(Principal\nFinancial and Accounting Officer and Principal Executive Officer)\n\n \n\n23"}