INSIGHT INVESTMENT ⚠ Disclosure events INACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 107200
- Firm name
- INSIGHT INVESTMENT
- Other names / DBAs
- CUTWATER ASSET MANAGEMENT; MBIA MUNICIPAL INVESTORS SERVICES CORPORATION; MBIA MUNICIPAL INVESTORS SERVICES CORP; MBIA ASSET MANAGEMENT GROUP; MBIA ASSET MANAGEMENT; INSIGHT INVESTMENT; CUTWATER INVESTOR SERVICES CORP.
- IA scope
- INACTIVE
- SEC IA file
- 801-38363
- Branches
- 0
- Disclosure events
- YES
- HQ
- NEW YORK, NY, 10166, United States
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