FINRA BrokerCheck firms (broker-dealers + registered investment advisers)

Dataset · FINRA / Financial Industry Regulatory Authority · source URL ↗

13,285 broker-dealers and registered investment advisers (RIAs) indexed by FINRA. BrokerCheck is presented as a search-UI-only product at brokercheck.finra.org; the backing JSON API isn't documented anywhere. The disclosure_fl=Y flag is the regulatory red-flag tripwire that KYC vendors charge $50k+/yr for. 922 firms flagged.

Source organization
FINRA / Financial Industry Regulatory Authority
License / terms
Coverage
13,285 firms (922 with disclosure events)
Latest local indexed-row date
2026-10-22
API endpoint

Keywords

FINRABrokerCheckbroker-dealerregistered investment adviserRIAregulatory disclosurefinancial advisor

Provenance

The listed URL identifies a referenced source; it does not by itself document the ingestion endpoint. Referenced source URL: https://brokercheck.finra.org/. FINRA source material remains subject to FINRA's Terms of Use; MORVS does not relicense it. Free or keyless access does not alter source terms. Metadata and normalization authored by MORVS (AI Analytics LLC) do not relicense FINRA inputs.

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