SCULPTOR CAPITAL LP ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 107913
- Firm name
- SCULPTOR CAPITAL LP
- Other names / DBAs
- OCH-ZIFF CONSULTING (BEIJING) COMPANY LIMITED - RELYING ADVISER (JANUARY 18, 2012 ABA NO ACTION LETTER); SCULPTOR REAL ESTATE ADVISORS LP - RELYING ADVISER (JANUARY 18, 2012 ABA NO ACTION LETTER); SCULPTOR MANAGEMENT INDIA PRIVATE LIMITED - RELYING ADVISER (JANUARY 18, 2012 ABA NO ACTION LETTER); SCULPTOR LOAN MANAGEMENT LP - RELYING ADVISER (JANUARY 18, 2012 ABA NO ACTION LETTER); SCULPTOR EUROPE LOAN MANAGEMENT LIMITED - RELYING ADVISER (JANUARY 18, 2012 ABA NO ACTION LETTER); SCULPTOR CLO MANAGEMENT LLC - RELYING ADVISER (JANUARY 18, 2012 ABA NO ACTION LETTER); SCULPTOR CAPITAL MANAGEMENT, INC.; SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED - RELYING ADVISER (JANUARY 18, 2012 ABA NO ACTION LETTER); SCULPTOR CAPITAL MANAGEMENT EUROPE LIMITED - RELYING ADVISER (JANUARY 18, 2012 ABA NO ACTION LETTER); SCULPTOR CAPITAL LP; SCULPTOR CAPITAL II LP - RELYING ADVISER (JANUARY 18, 2012 ABA NO ACTION LETTER); SCULPTOR (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD. (JANUARY 18, 2012 ABA NO ACTION LETTER); OZ MANAGEMENT LP; OZ MANAGEMENT LLC; OZ INSTITUTIONAL CREDIT MANAGEMENT LP
- IA scope
- ACTIVE
- SEC IA file
- 801-56729
- Branches
- 1
- Disclosure events
- YES
- HQ
- NEW YORK, NY, 10019, United States
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