LEMLEY YARLING MANAGEMENT CO ⚠ Disclosure events ACTIVE IA

FINRA firm 110792 · INDEPENDENCE, KY · view on BrokerCheck ↗

⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID: 110792
Firm name: LEMLEY YARLING MANAGEMENT CO
Other names / DBAs: LEMLEY YARLING MANAGEMENT CO
IA scope: ACTIVE
SEC IA file: 801-22099
Branches: 2
Disclosure events: YES
HQ: INDEPENDENCE, KY, United States

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