SCOBY ZOOK ⚠ Disclosure events INACTIVE IA

FINRA firm 111214 · INVERNESS, CA · view on BrokerCheck ↗
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID
111214
Firm name
SCOBY ZOOK
Other names / DBAs
SCOBY ALAN ZOOK; ZOOK, SCOBY ALAN; SCOBY ZOOK & ASSOCIATES; SCOBY ZOOK
IA scope
INACTIVE
SEC IA file
801-62513
Branches
0
Disclosure events
YES
HQ
INVERNESS, CA, United States

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