AMERICAN PORTFOLIOS ADVISORS, INC ⚠ Disclosure events INACTIVE IA

FINRA firm 112697 · HOLBROOK, NY · view on BrokerCheck ↗
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID
112697
Firm name
AMERICAN PORTFOLIOS ADVISORS, INC
Other names / DBAs
21ST CENTURY FINANCIAL SERVICES; ROSSITER FINANCIAL GROUP; ROONEY TAX & FINANCIAL SERVICES; ROHN HEIN ASSOCIATES; RJG TAX & CAPITAL SOLUTIONS, INC.; RIGHT FINANCIAL ADVISOR; RETIREMENT RESOURCE NETWORK; REISNER HUDEPOHL FINANCIAL SERVICES, INC.; PROFESSIONAL PLANNING SERVICES; PREFERRED FINANCIAL GROUP; PPS ADVISORS INC.; PINNACLE WEALTH MANAGEMENT; PINNACLE TAX ADVISORS; PERRY FINANCIAL GROUP; PENN PLAZA ASSOCIATES; PEARSON FINANCIAL ADVISORS; PEAK WEALTH SOLUTIONS; PATHWAY FINANCIAL GROUP OF CENTRAL FLORIDA; PASSPORT WEALTH; PARTNERS ALLIANCE; PALMER INSURANCE & FINANCIAL SERVICES, INC.; OSTAPOW FINANCIAL SERVICES; NORTHRIVER FINANCIAL GROUP, LLC; NORTHERN ADVISORY GROUP; NORTHEAST RISK MANAGEMENT GROUP, INC.; NORTH SHORE WEALTH MANAGEMENT ADVISORS; NORTH POINT ADVISORS INC.; NASSAU WEALTH MANAGEMENT; MURPHY FINANCIAL GROUP; MS BALLIN FINANCIAL STRATEGIES; MORROW FINANCIAL SERVICES; MKB ASSOCIATES, INC.; MILLER, CHRISTIAN & ZWIEBEL ASSET MGMT CORP; MFI RETIREMENT PLANNING ASSOCIATES; MCM INVESTOR SERVICES; MAP ESTATE PLANNING; MANZI, PINO ADVISORY SERVICES, LLC; MALCOLM WEBB WEALTH MANAGEMENT; MAGII, INC.; MADISON WEALTH MANAGERS; LYTLE & COMPANY; LOFTUS FINANCIAL, LLC; LIVE OAK WEALTH MANAGEMENT; LIBRA FINANCIAL GROUP; LEA FINANCIAL GROUP; LAPORTE WEALTH MANAGEMENT GROUP; KT WEALTH GROUP; KLYMAN FINANCIAL; K&R TAX AND FINANCIAL SERVICES, INC.; JOSEPH MCPHERSON, CFP; JMR FINANCIAL SERVICES; JMAC ADVISORS, INC.; JEM WEALTH MANAGEMENT; JCD ASSOCIATES INC.; J FERGUSON FINANCIAL, INC.; IVALUE FINANCIAL PLANNING, LLC; ITP PARTNERS, LLC; INVESTORS CHOICE FINANCIAL SERVICES INC.; INVERNESS FINANCIAL GROUP, INC.; INSIGHT CAPITAL MANAGEMENT; INFINITY TAX & FINANCIAL PLANNING; INDIANO & CO CPAS INC.; HUNTLEY FINANCIAL SERVICES, INC; HOPPER MCMILLIN; HIGHLAND WEALTH MANAGEMENT, LLC; HARRY KATZ & ASSOCIATES; HADDON PLANNING GROUP; GUIDANCE LIFE & FINANCIAL; GROSS FINANCIAL SERVICE; GOLDNER FINANCIAL GROUP; GOLDEN GATE FINANCIAL PARTNERS; GO FINANCIAL SERVICES; GENEVA WEALTH MANAGEMENT; GATTUSO FINANCIAL SERVICES; GARRY PRIVATE WEALTH RESOURCES, LLC; GALLANT INSURANCE INVESTMENTS; G.S. WEALTH MANAGEMENT, CORP.; FRANKLIN HAROLD FINANCIAL, LLC; FORTRESS FINANCIAL SERVICES, INC.; FORGE FINANCIAL ADVISORS; FOCUS FINANCIAL GROUP; FISCH FINANCIAL; FINGER LAKES INVESTMENTS CORP.; FINEST FINANCIAL GROUP; FINESCO ASSOCIATES; FINANCIAL SOLUTIONS; FINANCIAL PLANNING ADVISORY SERVICES, INC.; FINANCIAL DESIGN GROUP INC.; ESPARZA GROUP; ELITE WEALTH STRATEGIES; EAST END PLANNING, INC.; DIDDEL & DIDDEL; DEMPSEY WEISS & ASSOCIATES; DELORENZO FINANCIAL GROUP, LLC; DANIELS FINANCIAL SERVICES; DANIEL N SAXE INCOME TAX INC; CYSNER FINANCIAL SERVICES, INC.; CREATIVE CAPITAL GROUP; COX WEALTH MANAGEMENT, LLC; COLLINS WEALTH MANAGEMENT; COBRITY FINANCIAL; COACTIVE WEALTH STRATEGISTS, LLC; CLEARVIEW FINANCIAL SERVICES; CLAYTON FINANCIAL INC.; CLARK & COMPANY; CLARITY WEALTH MANAGEMENT LLC; CHARLETON FINANCIAL; CHAMPLAIN WEALTH MANAGEMENT; CF PROFESSIONAL, INC; CERTIFIED CONSULTING SERVICES; CAVE WEALTH MANAGEMENT; CARROLL FINANCIAL SERVICES, INC.; CARLOZZI FINANCIAL SERVICES; CARING FINANCIAL SERVICES LLC; CAPITAL WEALTH & TAX MANAGEMENT, LLC; CAPITAL BUSINESS STRATEGIES; CAPE COD WEALTH STRATEGIES & INSURANCE SERVICES, LLC.; BRAVERA PLANNING & INVESTING; BOCKLET WEALTH MANAGEMENT; BLANK FINANCIAL GROUP; BHT WEALTH MANAGEMENT, LLC.; BEVERLY CURMANSKIE FINANCIAL LLC; BELMONT TAX AND FINANCIAL SERVICES; BEDNAR FINANCIAL GROUP, LLC; BARONS FINANCIAL STRATEGIES, INC.; BARBARA TREADWELL, LLC; BAKER FINANCIAL GROUP; BAILEY FINANCIAL PLANNING, LLC; ATT FINANCIAL GROUP; ASSET & WEALTH MANAGEMENT GROUP LLC; ASPIRE FINANCIAL GROUP, LLC; ANGELO PLANNING GROUP, LLC; AMERICAN PREMIER FINANCIAL GROUP; AMERICAN PORTFOLIOS ADVISORS. INC; AMERICAN PORTFOLIOS ADVISORS, INC; ADVANTAGE WEALTH MANAGEMENT; ADVANTAGE RETIREMENT SOLUTIONS; ABS WEALTH MANAGEMENT; ABEL WEALTH MANAGEMENT, LLC; A. GEOFFREY WADE FINANCIAL SERVICES LLC; A. DEGREGORIO JR. LLC; 76 WEALTH ADVISORY...
IA scope
INACTIVE
SEC IA file
801-61065
Branches
0
Disclosure events
YES
HQ
HOLBROOK, NY, 11741, United States

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