UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD ⚠ Disclosure events ACTIVE IA

FINRA firm 113463 · LONDON (ENGLAND), · view on BrokerCheck ↗

⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID: 113463
Firm name: UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD
Other names / DBAs: CREDIT SUISSE ASSET MANAGEMENT LIMITED; UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD
IA scope: ACTIVE
SEC IA file: 801-40177
Branches: 0
Disclosure events: YES
HQ: LONDON (ENGLAND), EC2M 2QS, United Kingdom

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