FOCUS FINANCIAL ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 116140
- Firm name
- FOCUS FINANCIAL
- Other names / DBAs
- AFC FINANCIAL ADVISORY GROUP; THE BASBALLE GROUP; MOSER & HEIER FINANCIAL SOLUTIONS; MERTZ WEALTH STRATEGIES, INC.; MCMURRAY WHITNEY FINANCIAL; KMF ADVISORS; FOCUS FINANCIAL NETWORK, INC.; FOCUS FINANCIAL; FDI INCORPORATED/FINANCIAL DESIGNS; BROOKLANDS
- IA scope
- ACTIVE
- SEC IA file
- 801-71117
- Branches
- 82
- Disclosure events
- YES
- HQ
- MINNEAPOLIS, MN, 55413, United States
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