SLAGEL INVESTMENT MANAGEMENT ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 118726
- Firm name
- SLAGEL INVESTMENT MANAGEMENT
- Other names / DBAs
- SI MANAGEMENT; SLAGELASSET MANAGERS; SLAGEL, ZACHARY TANNER; SLAGEL INVESTMENT MANAGEMENT; SLAGEL ASSET MANAGERS
- IA scope
- ACTIVE
- Branches
- 2
- Disclosure events
- YES
- HQ
- BLACKSBURG, VA, 24060-4805, United States
Run KYC screen
Check SLAGEL INVESTMENT MANAGEMENT across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗