BFC PLANNING, INC. ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 119682
- Firm name
- BFC PLANNING, INC.
- Other names / DBAs
- 1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC.; GREAT LAKES BAY FINANCIAL; BFC PLANNING, INC.; BERTHEL FISHER & COMPANY PLANNING, INC.; BEDROCK INVESTMENT ADVISORS, LLC
- IA scope
- ACTIVE
- SEC IA file
- 801-67427
- Branches
- 227
- Disclosure events
- YES
- HQ
- CEDAR RAPIDS, IA, 52402, United States
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