1832 ASSET MANAGEMENT U.S. INC. ⚠ Disclosure events ACTIVE IA

FINRA firm 120836 · TORONTO, ONTARIO, · view on BrokerCheck ↗
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID
120836
Firm name
1832 ASSET MANAGEMENT U.S. INC.
Other names / DBAs
1832 ASSET MANAGEMENT U.S. INC.; SCOTIA WEALTH MANAGEMENT; SCOTIA JARISLOWSKY FRASER; SCOTIA GLOBAL ASSET MANAGEMENT; SCOTIA CASSELS U.S. INVESTMENT COUNSEL INC.; SCOTIA CASSELS; SCOTIA ASSET MANAGEMENT U.S. INC.; SCOTIA ASSET MANAGEMENT L.P.; PRIVATE INVESTMENT COUNSEL; JARISLOWSKY FRASER GLOBAL INVESTMENT MANAGEMENT
IA scope
ACTIVE
SEC IA file
801-61257
Branches
0
Disclosure events
YES
HQ
TORONTO, ONTARIO, M5H 0B4, Canada

Run KYC screen

Check 1832 ASSET MANAGEMENT U.S. INC. across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗