EMERSON EQUITY LLC ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 130032
- Firm name
- EMERSON EQUITY LLC
- Other names / DBAs
- EMERSON EQUITY LLC
- IA scope
- ACTIVE
- SEC IA file
- 801-120835
- SEC BD file
- 8-66296
- Branches
- 113
- Disclosure events
- YES
- HQ
- SAN MATEO, CA, 94402, United States
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