FINESSE FUNDS, LLC ⚠ Disclosure events ACTIVE IA

FINRA firm 132640 · BASALT, CO · view on BrokerCheck ↗

⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID: 132640
Firm name: FINESSE FUNDS, LLC
Other names / DBAs: FINESSE FUNDS, LLC
IA scope: ACTIVE
Branches: 2
Disclosure events: YES
HQ: BASALT, CO, 81621, United States

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