CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. — FINRA BrokerCheck

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. ⚠ Disclosure events ACTIVE IA

FINRA firm 134139 · FAIRFIELD, IA · view on BrokerCheck ↗

⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the primary BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID

134139

Firm name

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other names / DBAs

1938 WEALTH ADVISORS; BOYER AND SAPPENFIELD INVESTMENT ADVISOR; BOYER & SAPPENFIELD INVESTMENT ADVISORS; BOWMAN FINANCIAL GROUP; BOWBRIDGE ADVISORY GROUP; BORIA WEALTH MANAGEMENT, LTD; BORIA WEALTH MANAGEMENT; BOLLS & WELLS WEALTH MANAGEMENT; BOISE RETIREMENT COACH; BLUSHGOLD WEALTH AND LEGACY LLC DBA BLUSHGOLD WEALTH AND LEGACY/DBA BLUSHGOLDWEALTH/DBA BLUSHGOLDWEALTH.COM; BLUECAP FINANCIAL LLC; BLUEBIRD PRIVATE WEALTH LLC DBA BLUEBIRD PRIVATE WEALTH; BLUE DOT WEALTH MANAGEMENT; BLAKE MARTIN FINANCIAL; BLACKHORN PARTNERS PRIVATE WEALTH, LLC; BINGHAM FINANCIAL; BFG ADVISORS; BEYOND WEALTH, LLC; BEYOND FINANCIAL PLANNING; BETTENDORF FINANCIAL GROUP; BETA INDUSTRIES INC.; BESSELMAN AND ASSOCIATES DBA BESSELMAN WEALTH PLANNERS; BERGERON FINANCIAL; BENZOR CAPITAL WEALTH; BENOIT FINANCIAL PLANNERS; BENKENDORFER INVESTMENT GROUP; BENCHMARK WEALTH ADVISORY LLC; BELL FINANCIAL, INC.; BEDFORD WEALTH ADVISORS; BECKWITH FINANCIAL SERVICES; BEALE FINANCIAL GROUP; BEACON COVE FINANCIAL; BEACON CAPITAL MANAGEMENT ADVISORS; BCB INVESTMENT SERVICES; BAWAR ASSET MANAGEMENT LLC; BAUER FINANCIAL SERVICES LLC DBA HAYES FINANCIAL ADVISORS; BATESON WEALTH MANAGEMENT; BASS FINANCIAL STRATEGIES, INC.; BASK FINANCIAL ADVISORS; BARTON FINANCIAL SERVICES, INC.; BARTLETT WEALTH MANAGEMENT; BARKER INVESTMENT SERVICES; BARCOMB WEALTH MANAGEMENT; BARBARA MULL INVESTMENT SOLUTIONS; BAR -G FINANCIAL SERVICES; BANKHEAD WEALTH PARTNERS; BANK IOWA INVESTMENT CENTER; BAKER WEALTH MANAGEMENT, INC; BAKER WEALTH MANAGEMENT; BAKER FINANCIAL GROUP; BAHR CASEY FINANCIAL SERVICES; BABCOCK INSURANCE & FINANCIAL SERVICES; B RENNER LLC; AXIOM WEALTH PARTNERS, LLC; AXIOM WEALTH PARTNERS; AXIOM WEALTH ALLIANCE, LLC; AXIOM WEALTH ALLIANCE; AVANA WEALTH MANAGEMENT; ATTITUDE FINANCIAL ADVISORS; ATTAIN WEALTH PLANNING; ATTAIN WEALTH; ATLAS WEALTH MANAGEMENT, LLC; ATLAS WEALTH ADVISERS; ATLAS ADVISORY GROUP; ATLANTIC CAPITAL PARTNERS, LLC; ATLANTIC CAPITAL PARTNERS; ATHLON WEALTH ADVISORS; ATHLON ADVISORS; ATHENA LEGACY SOLUTIONS, LLC; ASSURED PARTNERS; ASSOCIATED PLANNING SERVICES, INC.; ASPIRE INVESTMENT MANAGEMENT; ASPEN CREEK INVESTMENTS, LLC; ASCENT WEALTH STRATEGIES GROUP LLC; ASCENT ASSET GROUP; ASCEND WEALTH PLANNING, LLC; ASCEND WEALTH PLANNING; ASCEND WEALTH CONSULTING; ARROWSTAR FINANCIAL INC.; ARROWSTAR FINANCIAL; ARROWHEAD FINANCIAL SERVICES; ARROWHEAD FIN. SERVICES; ARNER INVESTMENT MANAGEMENT LLC; AR WEALTH MANAGEMENT; APEX FINANCIAL GROUP, LLC; ANTHONY BARRESE ASSET MANAGEMENT; ANNA VOLLENWEIDER DBA SIMPLICITY FINANCIAL PLANNING LLC; ANGLE-LAU WEALTH MANAGEMENT; ANDERSON FINANCIAL SOLUTIONS & INSURANCE SERVICES; ANCHOR WEALTH MANAGEMENT LLC; ANCHOR WEALTH MANAGEMENT; ANCHOR POINT WEALTH ADVISORS LLC; ANCHOR CERTIFIED PLANNERS GROUP, INC.; ANCHOR CERTIFIED PLANNERS GROUP; AMY L. SMITH DBA AMY L. SMITH FINANCIAL SERVICES; AMERIFLEX GROUP; AMBERWAY; ALPHATRUST ADVISORS; ALPHA RETIREMENT SOLUTIONS; ALPHA FINANCIAL SERVICES; ALLISON INVESTMENT PLANNING, LLC; ALLIED FINANCIAL ADVISORS, LLC; ALLEGRO WEALTH ADVISORS, LLC OR AKA "ALLEGRO WEALTH"; ALLEGRA FINANCIAL; ALL OF LIFE FINANCIAL L.L.C; ALIGNED WEALTH MANAGEMENT; ALIGNED WEALTH GROUP; ALEXANDER FINANCIAL; ALEXANDER CAPITAL MANAGEMENT; ALCHEMY FINANCIAL GROUP; AHRENS AND ASSOCIATES; AGL FINANCIAL LLC; AGI FINANCIAL SERVICES, INC; AGAPE FINANCIAL SERVICES; AFFIRM FINANCIAL PARTNERS LLC; AEGIS INSURANCE AGENCY; AEGEUS FINANCIAL SOLUTIONS, INC.; ADVOCACY ADVISORS; ADVISORYSOUTH, LLC; ADVISORY SOUTH ATLANTA NW; ADVISORY SOUTH; ADVISORS ON CALL, LLC; ADVANCED PLANNING GROUP OF NY; ADUDDELL CONSULTING, LLC DBA CHARTERED FINANCIAL SERVICES; ADAPTIVE ECONOMIC STRATEGIES, LLC; ADAPTATION FINANCIAL; ADAMS FINANCIAL GROUP; ADAMS & ASSOCIATES, INC; ADAM UDY GROUP; ACUTE WEALTHCARE LLC; ACCESSION FINANCIAL GROUP; AC FINANCIAL ADVISORY GROUP; ABU | ADAM UDY GROUP; ABRAM WEALTH ADVISORS; ABLA CAPITAL; A NEW PATH FINANCIAL; 813 FINANCIAL LLC; 4RIVERS WEALTH MANAGEMENT, LLC; 4M FINANCIAL; 3D FINANCIAL SERVICES; 27T FINANCIAL...

IA scope

ACTIVE

SEC IA file

801-63930

Branches

5821

Disclosure events

YES

FAIRFIELD, IA, 52556-8757, United States

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. ⚠ Disclosure events ACTIVE IA

Key facts

Run KYC screen